F. Lee Bailey v. Board of Bar Examiners
2014 ME 58
| Me. | 2014Background
- Bailey applied to Maine Bar after Florida disbarment for misconduct relating to Duboc; Florida court found egregious trust-account violations, misappropriation, and ex parte communications; Bailey’s assets from Biochem stock were used personally; he was disbarred in Florida and Massachusetts; Maine Board denied admission citing outstanding tax debt and lack of recognized wrongfulness; single Justice conducted de novo review and initially denied unconditional admission but remanded after reconsideration finding tax debt being addressed; IRS liens later emerged to ~$4.5 million; Board appeals to Maine Supreme Judicial Court seeking reaffirmation of denial or further findings; majority holds Bailey failed to prove recognition of wrongfulness for most misconduct, vacates judgment, remands to Board for entry of judgment affirming Board order; dissent would remand on different issue.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Does Bailey recognition of wrongfulness meet Rule 7.3(j)(5)(C)? | Bailey recognizes wrongfulness of misconduct. | Board argues Bailey fails to recognize seriousness in most counts. | No; only ex parte conduct (Count VII) shown highly probable; remand needed for tax issue. |
| Is unambiguous acceptance of all findings required under 7.3(j)(5)(C)? | Bailey need not fully admit every finding. | Strict acceptance required. | Not required; but extent of recognition must be highly probable for each act. |
| Should the Court remand for additional consideration of tax debt and public-risk? | Tax debt creates potential public risk; must be reconsidered. | Tax obligations not dispositive if other factors show rehabilitation. | Remand to address risk from tax debt; current record insufficient. |
| Are the other six misconduct acts core to Bailey’s fitness given 7.3(j)(5)? | Evidence supports recognition for several counts. | Record insufficient to show highly probable recognition for Counts I–VI. | Yes for Count VII only; others not proven by clear and convincing evidence. |
Key Cases Cited
- Florida Bar v. Bailey, 803 So. 2d 683 (Fla. 2001) (disbarment for egregious misconduct including misappropriation and ex parte acts)
- In re Williams, 8 A.3d 666 (Me. 2010) (recognition standard for admission; not require full concession of all findings)
- In re Hughes, 594 A.2d 1098 (Me. 1991) (public-interest gatekeeping in bar admissions; rehabilitation standard)
- Bd. of Overseers of the Bar v. Campbell, 663 A.2d 11 (Me. 1995) (reinstatement factors; credibility concerns in public-interest decisions)
- Taylor v. Comm’r of Mental Health & Mental Retardation, 481 A.2d 139 (Me. 1984) (clear and convincing standard; high degree of certainty required)
