79 So. 3d 660
Ala. Civ. App.2011Background
- Husband and wife divorced in 1999; divorce judgment incorporated a property settlement that awarded the wife 35% of the husband’s retirement benefits (paragraph 9) and $15,000 of the husband’s 401(k) (paragraph 10, deemed a QDRO).
- A QDRO pertaining to paragraph 10 was entered in 1999; no QDRO for paragraph 9 existed in the judgment.
- Wife filed, in 2005, a request for a QDRO (QDRO #2) implementing paragraph 9; the order referred to benefits accruing between July 17, 1975 and January 1, 1999.
- In 2005 the trial court entered May 11, 2005, purportedly creating QDRO #2; husband did not object to entry but later challenged jurisdiction and validity.
- In 2008 the wife sought to amend QDRO #2; the trial court entered QDRO #3 on February 8, 2008; husband moved to set aside.
- On remand, starting October 2010, wife sought a QDRO to implement paragraph 9; husband challenged jurisdiction and due process; a March 16, 2011 order entered a QDRO rendered by Judge Greene, which the court later vacated on mandamus review.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the circuit court had jurisdiction to issue QDROs #2 and #3 | Husband contends orders were void for lack of jurisdiction. | Wife maintains trial court had inherent power to enforce/implement the judgment via QDRO. | Trial court had subject-matter jurisdiction to implement via QDRO as enforcing the divorce judgment. |
| Whether the March 16, 2011 QDRO was void for due process | Husband argues no hearing on his challenge and due process was violated. | The court denied dismissal without oral hearing only if no hearing was requested; wife’s contempt action invited QDRO entry. | Husband’s due-process rights were violated; March 16, 2011 QDRO vacated. |
| Whether the March 16, 2011 QDRO improperly modified paragraph 9 | Entry of QDRO expanded wife’s award beyond paragraph 9. | Entrypoint of QDRO implements existing judgment and does not modify it. | QDRO cannot modify property provisions; but due-process violation compelled vacatur independent of modification issue. |
| Whether the court should vacate prior May 2005 and February 2008 QDROs on remand | Remand instructions require vacating void orders. | Not necessary to reach if March 16, 2011 QDRO is vacated. | Mandamus requires vacating March 16, 2011 QDRO; remand instructions to vacate earlier QDROs remain. |
Key Cases Cited
- Jardine v. Jardine, 918 So. 2d 127 (Ala. Civ. App. 2005) (court may issue a QDRO to implement or enforce judgment; not a modification of property division, except clerical errors)
- Rom er v. Romer, 44 So. 3d 514 (Ala. Civ. App. 2009) (QDROs can be final judgments; circumstances to treat subsequent QDROs as final depend on scope of issues)
- Ex parte Ocwen Federal Bank, FSB, 872 So. 2d 810 (Ala. 2003) (mandamus to compel vacating void judgments or orders)
- Ex parte Chamblee, 899 So. 2d 244 (Ala. 2004) (mandamus; voidness when court lacks jurisdiction or acts beyond authority)
- Ex parte Sealy, L.L.C., 904 So. 2d 1230 (Ala. 2004) (mandamus standards and voidness principles)
- Ex parte State Farm Fire & Cas. Co., 794 So. 2d 368 (Ala. 2001) (waiver and review principles for mandamus petitions)
- Gilliam v. Gilliam, 43 So. 2d 615 (Ala. Civ. App. 2010) (Rule 58; entry vs. rendering of judgments; timing considerations)
- Blanton v. Blanton, 463 So. 2d 158 (Ala. Civ. App. 1984) (due process considerations; hearing not always required for denial of motion to dismiss)
- Ex parte Jim Walter Homes, Inc., 776 So. 2d 76 (Ala. 2000) (mitigating circumstances and waiver concepts in mandamus)
- Neal v. Neal, 856 So. 2d 766 (Ala. 2002) (due process: notice and hearing required)
