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147 So. 3d 973
Ala.
2011
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Background

  • Hodges was convicted of capital murder during a robbery; jury recommended life without parole, trial court imposed death.
  • The Court of Criminal Appeals and this Court affirmed Hodges's conviction and sentence.
  • Hodges filed a Rule 32 postconviction petition alleging juror misconduct during voir dire and violation of constitutional rights.
  • The State moved to dismiss the petition as procedurally barred; Hodges argued trial counsel could not have known of misconduct earlier.
  • The Court of Criminal Appeals held the juror-misconduct claim procedurally barred under Rule 32.2(a)(5).
  • This Court remanded to apply Burgess, holding an evidentiary hearing is required unless the record shows timely awareness by the petitioner.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether Hodges is entitled to an evidentiary hearing on juror misconduct. Hodges argues lack of knowledge precludes preclusion and requires an evidentiary hearing. State contends procedural preclusion applies, requiring proof of knowledge or discovery. Entitled to an evidentiary hearing on the merits.
Whether Burgess governs the Rule 32 standard for juror misrepresentation. Burgess requires an evidentiary hearing unless the record shows timely awareness. Preclusion applies if petitioner failed to raise the issue on direct appeal. Burgess controls; evidentiary hearing required unless knowledge timely available.
Did Hodges plead a cognizable juror-misconduct claim under Rule 32 pleading standards? pleaded mistruthful juror responses to voir dire. Preclusion defense contradicts pleading/proof separation; failure at pleading stage not dispositive. Yes, Hodges pleaded a juror-misconduct claim; preclusion defense lacks record support.
Is the State required to provide evidentiary support at the pleading stage to sustain preclusion? State bears burden to plead preclusion but Hodges need not prove preclusion at pleading. State may plead preclusion and require proof by preponderance. The pleading stage does not require Hodges to prove merits; evidentiary hearing is warranted.

Key Cases Cited

  • Ex parte Burgess, 21 So. 3d 746 (Ala. 2008) (juror truthfulness during voir dire requires evidentiary hearing absent timely awareness)
  • Ex parte Harrison, 61 So. 3d 986 (Ala. 2010) (claims not precluded where no evidence of prior knowledge)
  • Ex parte James, 61 So. 3d 352 (Ala. 2009) (preclusion burden; pleading and proof distinguished)
  • Ex parte Boatwright, 471 So. 2d 1257 (Ala. 1985) (evidentiary hearing required when petition states meritorious grounds)
  • Johnson v. State, 835 So. 2d 1077 (Ala. Crim. App. 2001) (pleading-stage burden; not conclusive on proof-stage)
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Case Details

Case Name: Ex Parte Hodges, 1100112 (Ala. 8-26-2011)
Court Name: Supreme Court of Alabama
Date Published: Aug 26, 2011
Citations: 147 So. 3d 973; 2011 WL 3780100; 1100112
Docket Number: 1100112
Court Abbreviation: Ala.
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    Ex Parte Hodges, 1100112 (Ala. 8-26-2011), 147 So. 3d 973