Ex Parte E.M.P.
572 S.W.3d 361
| Tex. App. | 2019Background
- E.M.P. filed a petition for expunction in March 2017 for a 2011 aggravated-robbery arrest, asserting no final conviction, no pending charge, and no court-ordered community supervision.
- Lubbock County notified DPS of the petition; DPS filed an answer attaching the charging papers and an order showing deferred-adjudication community supervision for a misdemeanor deadly-conduct conviction.
- The trial court set a hearing for June 23, 2017, but appears to have granted the expunction on the pleadings (no evidentiary hearing) and entered the expunction order on June 25, 2017.
- DPS filed a restricted appeal within six months, arguing the record affirmatively showed court-ordered community supervision for an offense higher than a Class C misdemeanor and that E.M.P. presented no evidence entitling him to expunction.
- The court concluded DPS qualified for restricted appeal (it did not participate in the decision-making event) and held the trial court erred in granting expunction on the pleadings because E.M.P. failed to prove entitlement; the expunction was reversed and denied.
Issues
| Issue | Plaintiff's Argument (E.M.P.) | Defendant's Argument (DPS) | Held |
|---|---|---|---|
| Entitlement to restricted appeal (non‑participation) | DPS filed an answer, so it participated and cannot pursue a restricted appeal. | DPS did not appear at the hearing or otherwise participate in the decision-making event; filing an answer alone does not bar restricted review. | DPS entitled to restricted appeal; filing an answer did not constitute participation in the hearing that produced the judgment. |
| Whether trial court properly granted expunction on the pleadings | E.M.P. relied on his petition and contended statutory requirements for expunction were met. | DPS showed exhibits establishing court‑ordered deferred adjudication/community supervision for deadly conduct, and argued no evidentiary basis existed for expunction. | Trial court erred: expunction cannot be granted on pleadings; record shows community supervision for an offense above Class C, so E.M.P. failed to prove entitlement. |
Key Cases Cited
- Alexander v. Lynda’s Boutique, 134 S.W.3d 845 (Tex. 2004) (restricted appeal timing and elements)
- Clopton v. Pak, 66 S.W.3d 513 (Tex. App.—Fort Worth 2001) (restricted-appeal requirements are jurisdictional)
- Champion v. Estlow, 456 S.W.3d 363 (Tex. App.—Austin 2015) (face-of-the-record scope in restricted appeals)
- Gold v. Gold, 145 S.W.3d 212 (Tex. 2004) (error on face of record required for restricted appeal)
- Texaco, Inc. v. Cent. Power & Light Co., 925 S.W.2d 586 (Tex. 1996) (non‑participation focuses on the decision‑making event)
- Pike-Grant v. Grant, 447 S.W.3d 884 (Tex. 2014) (liberal construction of non‑participation in favor of right to appeal)
- Tex. Dep’t of Pub. Safety v. Moran, 949 S.W.2d 523 (Tex. App.—San Antonio 1997) (expunction cannot be granted solely on pleadings)
- Tex. Dep’t of Pub. Safety v. Steele, 56 S.W.3d 352 (Tex. App.—Beaumont 2001) (same)
- Stoner v. Thompson, 578 S.W.2d 679 (Tex. 1979) (plaintiff must produce evidence; judgment not appropriate on pleadings alone)
- Ex parte S.D., 457 S.W.3d 168 (Tex. App.—Amarillo 2015) (standard of review for expunction orders)
- In re O.R.T., 414 S.W.3d 330 (Tex. App.—El Paso 2013) (trial court abuses discretion if statutory expunction requirements are unmet)
