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Evangeline Smith v. Michael Astrue
457 F. App'x 326
4th Cir.
2011
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Background

  • Smith appealed the district court's affirmation of the SSA denial of disability benefits and SSI.
  • The ALJ concluded Smith did not meet or equal a listed impairment and could perform sedentary work with restrictions.
  • Smith argued the ALJ erred by not obtaining a medical opinion on Listing 1.02 and by not adequately discussing potential equivalence.
  • The record included Disability Determination forms signed by Dr. Kumar and Dr. Cruise (state agency consultants).
  • Smith challenged the ALJ's pain analysis and the absence of controlling weight for Dr. Davis's opinions.
  • The court noted res judicata barred reexamination of prior final SSA decisions in Smith's case.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Did the ALJ err by not obtaining a treating-opinion on medical equivalence? Smith seeks equivalence to Listing 1.02. State-agency opinions on equivalence were properly obtained. No error; required opinions obtained and considered.
Did the ALJ adequately discuss potential listing equivalence despite alleged omissions? ALJ failed to mention Listing 1.02 based on x-ray and Dr. Davis notes. District court rejected this; ALJ's analysis and prior record support step-three finding. Substantial evidence supports the step-three finding; no remand required.
Was the pain analysis proper, and did Craig v. Chater create a great-weight rule at step two? Plaintiff asserts great weight to her pain statements at step two. Craig does not establish a great-weight rule; evaluation uses all evidence. No great-weight rule; analysis properly weighed medical and other evidence.
Were Dr. Davis's opinions given controlling weight and compatible with sedentary work? Dr. Davis's limits should control the RFC. Davis's opinions are consistent with sedentary work; not controlling weight required. Davis's opinions support sedentary-work RFC; no error.

Key Cases Cited

  • Johnson v. Barnhart, 434 F.3d 650 (4th Cir. 2005) (substantial-evidence standard; review limited to evidence in record)
  • Lively v. Sec’y of Health & Human Servs., 820 F.2d 1391 (4th Cir. 1987) (res judicata bars reexamination of final SSA decisions)
  • Fischer-Ross v. Barnhart, 431 F.3d 729 (10th Cir. 2005) (step-three listing analysis may be supported by other steps)
  • Craig v. Chater, 76 F.3d 585 (4th Cir. 1996) (pain analysis two-step framework; no automatic great-weight rule)
  • Combs v. Weinberger, 501 F.2d 1361 (4th Cir. 1974) (subjective evidence may be entitled to great weight when uncontradicted)
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Case Details

Case Name: Evangeline Smith v. Michael Astrue
Court Name: Court of Appeals for the Fourth Circuit
Date Published: Dec 14, 2011
Citation: 457 F. App'x 326
Docket Number: 11-1574
Court Abbreviation: 4th Cir.