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Estate of Cole v. Ferrell
163 So. 3d 921
Miss.
2012
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Background

  • Ford seeks to preserve confidentiality of a settlement between Ford and the Cole estate in a related fee-dispute action.
  • The chancery court denied Ford’s motions to seal the settlement and related documents and to close proceedings.
  • The action centers on disputes over expenses, a contingency-fee agreement, and a fee-sharing agreement among the Coles and their attorneys.
  • Ford argues the settlement terms, including the amount, should be confidential and not admitted into the fee-dispute proceedings.
  • The chancellor found no overriding public interest to seal, balancing public access against confidentiality, and denied confidentiality.
  • This interlocutory appeal asks whether confidentiality should be preserved and whether the fee-dispute transcript may remain open.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Is the settlement a public record or private contract? Ford argues the settlement is confidential and should be sealed. Attorneys contend records are public and seal should be discretionary, subject to the Public Records Act. Settlement is private; confidentiality should be preserved.
Does state policy favoring settlements overcome public access? Policy favoring settlement supports confidentiality despite public-access presumptions. Court should still balance public access and confidentiality under discretion. Public access not outweighed; confidentiality should be preserved as practical.
Is there an overriding public interest requiring disclosure of the settlement terms? Public interest exists due to public concern in vehicle safety and possible public harm. No strong public-interest factor mandates disclosure of the confidential terms. No overriding public interest; confidentiality justified.

Key Cases Cited

  • Braddock Law Firm, PLLC v. Becnel, 949 So.2d 38 (Miss. Ct. App. 2006) (respecting confidentiality in fee-splitting dispute; confidential settlement terms can be kept private)
  • Williamson v. Edmonds, 880 So.2d 310 (Miss. 2004) (confidentiality provisions not used against clients; disclosure may be limited)
  • Pollard v. State, 205 So.2d 286 (Miss. 1967) (records of chancery/circuit clerks are public documents)
  • Bank of America v. Hotel Rittenhouse Assocs., 800 F.2d 339 (3d Cir. 1986) (district court abuses discretion by sealing; balancing required when facts involve settlements)
  • SEC v. Van Waeyenberghe, 990 F.2d 845 (5th Cir. 1993) (balancing test for sealing; public-interest considerations depend on context)
  • Chantey Music Publ’g., Inc. v. Malaco, Inc., 915 So.2d 1052 (Miss. 2005) (settlement agreements are highly favored and will be upheld to resolve disputes)
Read the full case

Case Details

Case Name: Estate of Cole v. Ferrell
Court Name: Mississippi Supreme Court
Date Published: Dec 6, 2012
Citation: 163 So. 3d 921
Docket Number: Nos. 2011-IA-01103-SCT, 2011-CA-01130-SCT
Court Abbreviation: Miss.