Esala v. Secretary of Health and Human Services
18-1333
| Fed. Cl. | Nov 2, 2021Background
- Petitioner David Esala filed a Vaccine Program petition on August 30, 2018, alleging Guillain-Barré syndrome (GBS) after a September 1, 2015 influenza vaccination.
- Case was initially assigned to the Special Processing Unit (SPU) but transferred out after Respondent identified factual and legal disputes.
- Petitioner died while the matter was pending; no family member or representative continued the claim, and the case was dismissed.
- Counsel requested attorney’s fees and costs totaling $47,802.88 (fees $47,302.50; costs $500.38); Respondent took no position and deferred to the Special Master.
- The Special Master found the claim had objective reasonable basis despite weaknesses, awarded fees and costs in part, applied a 5% reduction to fees, and granted a total award of $45,437.76 ($44,937.38 fees; $500.38 costs), payable jointly to Petitioner and counsel.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether an unsuccessful/dismissed Vaccine Act claim is eligible for fees | Esala sought fees, arguing the petition was brought in good faith and had reasonable basis | Respondent noted substantive weaknesses (long onset, preexisting conditions) but deferred to Special Master on award | Fees may be awarded in unsuccessful cases if brought in good faith and with reasonable basis; here reasonable basis found and fees awarded in part |
| Hourly rates requested by counsel | Counsel requested forum rates consistent with McCulloch schedule for Boston practitioners | Respondent did not oppose the requested rates | Requested hourly rates were reasonable and awarded |
| Whether billed hours should be reduced | Counsel billed for work through administration and after Rule 4(c) Report despite case weaknesses and petitioner’s death | Respondent deferred to Special Master discretion on amount | Special Master reduced the lodestar by a 5% across-the-board cut due to excessive time given the case’s substantive flaws |
| Reasonableness of litigation costs requested | Counsel sought $500.38 for records, subpoenas, mailing, filing | Respondent did not oppose costs | All requested costs were reasonable and awarded in full |
Key Cases Cited
- Simmons v. Sec’y of Health & Hum. Servs., 875 F.3d 632 (Fed. Cir. 2017) (reasonable-basis inquiry focuses on the claim and objective evidence)
- Cottingham v. Sec’y of Health & Hum. Servs., 971 F.3d 1337 (Fed. Cir. 2020) (reasonable basis requires an objective evidentiary showing)
- Perreira v. Sec’y of Health & Hum. Servs., 33 F.3d 1375 (Fed. Cir. 1994) (reasonable basis may cease to exist as evidence develops)
- Avera v. Sec’y of Health & Hum. Servs., 515 F.3d 1343 (Fed. Cir. 2008) (lodestar method for attorney-fee calculation)
- Hensley v. Eckerhart, 461 U.S. 424 (1983) (standards for calculating fee awards under lodestar approach)
- Blum v. Stenson, 465 U.S. 886 (1984) (lodestar counsel fee principles)
- Braun v. Sec’y of Health & Hum. Servs., 144 Fed. Cl. 72 (2019) (reasonable-basis standard is lower than entitlement standard)
- Chuisano v. Sec’y of Health & Hum. Servs., 116 Fed. Cl. 276 (2014) (petitioners generally meet reasonable basis by submitting evidence)
- Presault v. United States, 52 Fed. Cl. 667 (2002) (petitioners must demonstrate that litigation costs are reasonable)
