Emmett Lamon Roseman v. State of Tennessee
M2016-01051-CCA-R3-PC
Tenn. Crim. App.May 23, 2017Background
- Petitioner Emmett Lamon Roseman pleaded open guilty in 2013 to possession of marijuana with intent to sell, sale and delivery of crack cocaine (0.5g+), and three failure-to-appear counts; trial court later sentenced him to an effective 20 years.
- At plea acceptance the court conducted a detailed colloquy explaining an "open" plea and asked Roseman twice whether anyone had promised him a specific sentence; Roseman responded no both times.
- Roseman later filed a timely pro se post-conviction petition (counsel appointed and amended petition filed) alleging ineffective assistance of counsel and an involuntary/unknowing plea.
- Grounds alleged: trial counsel told Roseman he would likely receive a 15-year total sentence (a promise) and failed to show him audio/video discovery of the cocaine sale before pleading.
- At the evidentiary hearing trial counsel testified he reviewed discovery (audio/video), usually reviewed recordings with clients at the jail via laptop, and denied promising a specific sentence; the post-conviction court credited counsel and discredited Roseman.
- The post-conviction court found counsel effective, Roseman’s plea was voluntary/knowing, and that Roseman failed to prove deficient performance or prejudice; this appeal affirms that decision.
Issues
| Issue | Petitioner (Roseman) Argument | State (Defendant) Argument | Held |
|---|---|---|---|
| Ineffective assistance — counsel promised a 15-year sentence | Counsel told Roseman he would get no more than 15 years, inducing plea | Counsel denied making any promise; trial court explained open plea and unpredictability of sentence | Denied — trial court credited counsel; no deficient performance shown |
| Ineffective assistance — failure to show audio/video discovery | Had counsel shown recording he might have rejected plea and gone to trial | Counsel reviewed recording, discussed contents with Roseman; no proof recording would change outcome | Denied — Roseman offered no evidence recording would have altered decision or outcome |
| Prejudice standard for guilty-plea context | But for counsel’s errors, Roseman would have insisted on trial | State: no reasonable probability of different choice/result shown | Denied — Roseman failed to show reasonable probability he would have gone to trial |
| Voluntariness/knowingness of plea | Plea involuntary due to counsel’s alleged promise and withheld discovery | Court’s thorough plea colloquy, Roseman’s sworn statements that no promises were made, and counsel’s competent assistance | Denied — plea was knowing and voluntary based on plea colloquy and record |
Key Cases Cited
- Strickland v. Washington, 466 U.S. 668 (1974) (two-prong test for ineffective assistance of counsel)
- Hill v. Lockhart, 474 U.S. 52 (1985) (applying Strickland prejudice prong to guilty-plea context)
- Boykin v. Alabama, 395 U.S. 238 (1969) (plea must be intelligent and voluntary; court must canvass defendant)
- Blackledge v. Allison, 431 U.S. 63 (1977) (statements at plea colloquy carry strong presumption of truth in collateral proceedings)
- Blankenship v. State, 858 S.W.2d 897 (Tenn. 1993) (factors for assessing voluntariness and knowing nature of plea)
- Henley v. State, 960 S.W.2d 572 (Tenn. 1997) (standard for reviewing post-conviction factual findings)
- Goad v. State, 938 S.W.2d 363 (Tenn. 1996) (performance component of Strickland explained)
