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Emmett Lamon Roseman v. State of Tennessee
M2016-01051-CCA-R3-PC
Tenn. Crim. App.
May 23, 2017
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Background

  • Petitioner Emmett Lamon Roseman pleaded open guilty in 2013 to possession of marijuana with intent to sell, sale and delivery of crack cocaine (0.5g+), and three failure-to-appear counts; trial court later sentenced him to an effective 20 years.
  • At plea acceptance the court conducted a detailed colloquy explaining an "open" plea and asked Roseman twice whether anyone had promised him a specific sentence; Roseman responded no both times.
  • Roseman later filed a timely pro se post-conviction petition (counsel appointed and amended petition filed) alleging ineffective assistance of counsel and an involuntary/unknowing plea.
  • Grounds alleged: trial counsel told Roseman he would likely receive a 15-year total sentence (a promise) and failed to show him audio/video discovery of the cocaine sale before pleading.
  • At the evidentiary hearing trial counsel testified he reviewed discovery (audio/video), usually reviewed recordings with clients at the jail via laptop, and denied promising a specific sentence; the post-conviction court credited counsel and discredited Roseman.
  • The post-conviction court found counsel effective, Roseman’s plea was voluntary/knowing, and that Roseman failed to prove deficient performance or prejudice; this appeal affirms that decision.

Issues

Issue Petitioner (Roseman) Argument State (Defendant) Argument Held
Ineffective assistance — counsel promised a 15-year sentence Counsel told Roseman he would get no more than 15 years, inducing plea Counsel denied making any promise; trial court explained open plea and unpredictability of sentence Denied — trial court credited counsel; no deficient performance shown
Ineffective assistance — failure to show audio/video discovery Had counsel shown recording he might have rejected plea and gone to trial Counsel reviewed recording, discussed contents with Roseman; no proof recording would change outcome Denied — Roseman offered no evidence recording would have altered decision or outcome
Prejudice standard for guilty-plea context But for counsel’s errors, Roseman would have insisted on trial State: no reasonable probability of different choice/result shown Denied — Roseman failed to show reasonable probability he would have gone to trial
Voluntariness/knowingness of plea Plea involuntary due to counsel’s alleged promise and withheld discovery Court’s thorough plea colloquy, Roseman’s sworn statements that no promises were made, and counsel’s competent assistance Denied — plea was knowing and voluntary based on plea colloquy and record

Key Cases Cited

  • Strickland v. Washington, 466 U.S. 668 (1974) (two-prong test for ineffective assistance of counsel)
  • Hill v. Lockhart, 474 U.S. 52 (1985) (applying Strickland prejudice prong to guilty-plea context)
  • Boykin v. Alabama, 395 U.S. 238 (1969) (plea must be intelligent and voluntary; court must canvass defendant)
  • Blackledge v. Allison, 431 U.S. 63 (1977) (statements at plea colloquy carry strong presumption of truth in collateral proceedings)
  • Blankenship v. State, 858 S.W.2d 897 (Tenn. 1993) (factors for assessing voluntariness and knowing nature of plea)
  • Henley v. State, 960 S.W.2d 572 (Tenn. 1997) (standard for reviewing post-conviction factual findings)
  • Goad v. State, 938 S.W.2d 363 (Tenn. 1996) (performance component of Strickland explained)
Read the full case

Case Details

Case Name: Emmett Lamon Roseman v. State of Tennessee
Court Name: Court of Criminal Appeals of Tennessee
Date Published: May 23, 2017
Docket Number: M2016-01051-CCA-R3-PC
Court Abbreviation: Tenn. Crim. App.