Emma Klein v. Nancy Berryhill
16-16353
| 9th Cir. | Nov 21, 2017Background
- Emma Klein appealed the denial of Title II disability insurance benefits; Ninth Circuit affirmed.
- ALJ found Klein not fully credible and assessed an RFC for sedentary work with limitations.
- ALJ relied on uncontradicted opinions from two state agency medical consultants, two state psychological consultants, and a consultative psychiatrist (Dr. Whitten).
- Medical records showed cardiac stability post-surgery, normal cardiac exams, therapeutic INR levels, and cardiologist notes that Klein could perform daily activities.
- ALJ excluded Klein’s claimed need to lie down as not credible and found the cardiac impairment stable based on records months after surgery.
- Vocational expert testimony, based on the ALJ’s RFC and credibility findings, supported a finding of non-disability.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether ALJ gave legally sufficient reasons to discount Klein’s subjective symptom testimony | Klein argued her complaints were credible and tied to objective impairment | ALJ argued testimony conflicted with medical evidence, daily activities, and medical opinions | Affirmed: ALJ provided clear and convincing reasons (medical inconsistency, activities, opinion evidence) |
| Whether RFC (sedentary work with limitations) was supported by substantial evidence | Klein argued RFC failed to account for need to lie down and cardiac limits | ALJ relied on multiple medical and psychological opinions and stable cardiac findings | Affirmed: RFC supported by uncontradicted expert opinions and record evidence |
| Whether ALJ failed to fully and fairly develop the record regarding cardiac impairment | Klein contended ALJ ignored or insufficiently developed cardiac testing and timing post-surgery | ALJ relied on later records showing stability and included the cited records in the decision | Affirmed: ALJ appropriately developed record; substantial evidence supports stability finding |
| Whether vocational expert testimony supported non-disability finding | Klein argued hypothetical omitted credible limitations and potential DOT inconsistencies | ALJ explained why omitted subjective limitations were disbelieved and found basis to rely on VE | Affirmed: VE testimony constituted substantial evidence and ALJ justified reliance |
Key Cases Cited
- Lingenfelter v. Astrue, 504 F.3d 1028 (9th Cir. 2007) (ALJ must give clear and convincing reasons to reject claimant’s symptom testimony when impairment shown and no malingering)
- Smolen v. Chater, 80 F.3d 1273 (9th Cir. 1996) (standards for evaluating subjective symptom testimony)
- Molina v. Astrue, 674 F.3d 1104 (9th Cir. 2012) (daily activities may undermine claimed severity)
- Stubbs-Danielson v. Astrue, 539 F.3d 1169 (9th Cir. 2008) (ALJ may rely on medical opinion inconsistencies)
- Burch v. Barnhart, 400 F.3d 676 (9th Cir. 2005) (medical inconsistency as reason to discount subjective complaints)
- Bayliss v. Barnhart, 427 F.3d 1211 (9th Cir. 2005) (RFC must be supported by substantial evidence)
- Batson v. Comm’r Soc. Sec. Admin., 359 F.3d 1190 (9th Cir. 2004) (ALJ need not include non-credible testimony in RFC)
- Higbee v. Sullivan, 975 F.2d 558 (9th Cir. 1992) (duty to develop record for unrepresented claimants)
- Garrison v. Colvin, 759 F.3d 995 (9th Cir. 2014) (substantial evidence review of medical-record-based findings)
- Light v. Soc. Sec. Admin., 119 F.3d 789 (9th Cir. 1997) (ALJ must explain rationale for discounting subjective complaints omitted from VE hypothetical)
- Massachi v. Astrue, 486 F.3d 1149 (9th Cir. 2007) (basis for relying on vocational expert despite DOT inconsistencies)
