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3:22-cv-05440
N.D. Cal.
Jun 13, 2023
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Background

  • Plaintiff Mihal Emberton, a San Francisco homeowner, made front-yard improvements (arbor, gas fire table) and performed a like-for-like 4-foot fence repair; City agencies issued a 2017 Notice of Violation and later Notices of Enforcement and permit denials relating to the fence and arbor.
  • Emberton filed administrative proceedings (DBI Notice of Director’s Hearing dated Feb. 8, 2023; hearing Mar. 7, 2023) and an Order of Abatement was entered April 12, 2023; enforcement/appeals remain ongoing.
  • Emberton sued the City in state court alleging numerous claims (including § 1983 Fourth and Fourteenth Amendment claims and a RICO claim); the case was removed to federal court and Emberton filed a lengthy Second Amended Complaint (SAC).
  • The City moved to dismiss the SAC under Rule 12(b)(6) and sought judicial notice of administrative documents; Emberton separately moved to disqualify the City Attorney’s Office.
  • The magistrate judge denied the motion to disqualify, dismissed Emberton’s federal constitutional claims without prejudice under Younger abstention, dismissed the RICO claim with prejudice (futility/Rule 12(b)(6)), and granted leave to amend solely to reassert state-law claims (remand contemplated).

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Disqualification of City Attorney's Office Emberton: City Attorney has conflict due to role in Code Enforcement and prior complaints, so must be disqualified. City: Emberton lacks standing, provided no evidence of confidential relationship, delay and prejudice. Denied — no showing of confidential/fiduciary relationship or disqualifying ethical breach; heavy burden unmet.
Younger abstention re: § 1983 constitutional claims Emberton: federal forum appropriate; previous NOVs did not amount to formal state proceeding. City: administrative enforcement (hearing, abatement order) is ongoing quasi-criminal/state interest — federal court should abstain. Granted dismissal without prejudice — Younger applies because administrative hearing and abatement are ongoing, implicate important state interests, and federal relief would enjoin state process.
RICO claim sufficiency Emberton: alleges pattern of governmental misconduct supporting RICO. City: RICO requires specified predicate acts and injury to business/property; civil-rights allegations are not RICO predicates; government cannot form requisite malicious intent. Dismissed with prejudice — RICO elements not pled and amendment futile (government entities cannot form requisite RICO intent).
State-law claims / supplemental jurisdiction Emberton: did not include state claims in SAC or seeks to defer federal dismissal on some claims. City: federal claims dismissed; comity favors state resolution of local land-use disputes. Court declines supplemental jurisdiction at this time, grants leave to amend solely to plead state-law claims and contemplates remand.

Key Cases Cited

  • Bell Atl. Corp. v. Twombly, 550 U.S. 544 (plausibility pleading standard)
  • Ashcroft v. Iqbal, 556 U.S. 662 (conclusory allegations insufficient)
  • Sprint Commc’ns, Inc. v. Jacobs, 571 U.S. 69 (defining Younger categories)
  • ReadyLink Healthcare, Inc. v. State Comp. Ins. Fund, 754 F.3d 754 (Younger threshold for civil enforcement actions)
  • Citizens for Free Speech, LLC v. Cty. of Alameda, 953 F.3d 655 (nuisance/abatement as quasi‑criminal Younger context)
  • Herrera v. City of Palmdale, 918 F.3d 1037 (distinguishing damages claims from broader equitable relief that would enjoin state proceedings)
  • Abcarian v. Levine, 972 F.3d 1019 (civil RICO elements)
  • Bowen v. Oistead, 125 F.3d 800 (civil‑rights violations are not RICO predicate acts)
  • Pedrina v. Chun, 97 F.3d 1296 (government entities cannot form the malicious intent required for RICO)
  • Beltran v. State of Cal., 871 F.2d 777 (Younger requires dismissal when abstention is appropriate)
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Case Details

Case Name: Emberton v. San Francisco City Government
Court Name: District Court, N.D. California
Date Published: Jun 13, 2023
Citation: 3:22-cv-05440
Docket Number: 3:22-cv-05440
Court Abbreviation: N.D. Cal.
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