Elizabeth A. Popick v. Vanderbilt University
M2015-01271-COA-R3-CV
| Tenn. Ct. App. | Mar 13, 2017Background
- Plaintiff Elizabeth Popick sued Vanderbilt after her husband Joshua Popick died following multiple airway surgeries and complications after a January 23, 2008 tracheostomy attempt and later procedures for subglottic stenosis.
- A bedside percutaneous tracheostomy attempt was aborted and converted to an open tracheostomy in the OR; medical records contained an inaccurate procedure note describing a completed percutaneous technique.
- March CT showed a white spot/abnormality at the anterior cricoid region and airway narrowing; plaintiff’s experts said this represented a fractured cricoid from a too-high bedside attempt causing stenosis; defense experts attributed stenosis to expected trauma from intubation/tracheostomy and disputed a fracture.
- At trial plaintiff sought to introduce pretrial email exchanges between former physicians, offered three-dimensional CT models, complained about defense closing argument, requested a missing-evidence jury instruction, and challenged the special verdict form’s wording on causation.
- The jury returned a verdict for Vanderbilt; the trial court denied a new trial. On appeal the Court of Appeals affirmed, finding no reversible error on evidentiary rulings, cross‑examination, closing argument, denial of the special instruction, or the special verdict form.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Exclusion of email messages as hearsay | Emails recounting recollections (including a nurse’s alleged remark) were admissible or fit an exception (excited utterance) or could be used as prior inconsistent statements | Emails were hearsay, not party admissions, and did not meet exceptions; Rule 613(b) requirements for extrinsic prior inconsistent statements not met | Affirmed exclusion: emails hearsay; excited utterance and prior‑inconsistent/extrinsic requirements not satisfied; no abuse of discretion |
| Cross‑examination about 3D models | Defense questioning suggested models reflected plaintiff’s interpretation; plaintiff lacked model‑creator to rebut and was prejudiced | Defense counsel’s cross was proper; parties stipulated to models’ accuracy and cured any issue | Overruled: trial court did not abuse discretion; stipulation cured any potential prejudice; issue waived by plaintiff |
| Closing argument silence inference | Defense counsel had agreed not to reference why Dr. Reibel did not opine on Dr. Burkey; referring to his "silence" was improper and prejudicial | Defense said agreement only limited cross‑examination, not closing argument; comment was an inference jury could draw | Held harmless: court found possible impropriety but no agreement breach; any error was harmless under the record |
| Denial of requested missing‑evidence instruction | Court should instruct jury they may infer an accurate bedside procedure note (if shown elements) would be adverse to Vanderbilt | No proof an accurate note existed and was withheld; inaccurate auto‑populated note is not a missing document | Denied: instruction not warranted because plaintiff failed to show an existing, withheld accurate document in defendant’s exclusive control |
| Special verdict form wording re: causation | Form required a finding of a cricoid fracture; plaintiff argued jury should be allowed to find other non‑fracture cricoid injury caused stenosis | Causation evidence tied to fracture; other possibilities were speculative and insufficient to prove causation by preponderance | Affirmed: form appropriate; causation required proof of fracture to meet "more likely than not" standard; mere possibilities insufficient; directed‑verdict rationale upheld |
Key Cases Cited
- White v. Beeks, 469 S.W.3d 517 (Tenn. 2015) (abuse of discretion standard for evidentiary rulings)
- Lee Med., Inc. v. Beecher, 312 S.W.3d 515 (Tenn. 2010) (abuse of discretion; evidentiary review principles)
- Lovlace v. Copley, 418 S.W.3d 1 (Tenn. 2013) (presumption that trial court’s discretionary decision is correct)
- Johnson v. Tennessee Farmers Mut. Ins. Co., 205 S.W.3d 365 (Tenn. 2006) (duty to instruct jury on every factual issue and review of jury charge as whole)
- Spellmeyer v. Tenn. Farmers Mut. Ins. Co., 879 S.W.2d 843 (Tenn. Ct. App. 1993) (when to give requested special instruction)
- Richardson v. Miller, 44 S.W.3d 1 (Tenn. Ct. App. 2000) (missing‑evidence instruction requirements for documents)
- Tatham v. Bridgestone Americas Holding, Inc., 473 S.W.3d 734 (Tenn. 2015) (discussion of missing evidence and related requirements)
- Kilpatrick v. Bryant, 868 S.W.2d 594 (Tenn. 1993) (medical malpractice causation requires probability, not mere possibility)
- Lindsey v. Miami Dev. Corp., 689 S.W.2d 856 (Tenn. 1985) (directing verdict when causation proof is speculative)
- Ingram v. Earthman, 993 S.W.2d 611 (Tenn. Ct. App. 1998) (special verdict forms must present issues fairly)
- Concrete Spaces, Inc. v. Sender, 2 S.W.3d 901 (Tenn. 1999) (new trial when special verdict form fails to allow jury to address each theory)
- Stanfield v. Neblett, 339 S.W.3d 22 (Tenn. Ct. App. 2010) (trial court’s control over closing argument and standard of review)
