Dufour v. State
69 So. 3d 235
| Fla. | 2011Background
- Dufour was convicted of the 1982 Miller murder and sentenced to death; direct appeal upheld the conviction and death sentence.
- Postconviction proceedings began in 1992 with Rule 3.850 and later Rule 3.203/3.851; Dufour sought a mental retardation determination to bar execution under Atkins.
- Two sides presented competing neuropsychological evaluations; the scores ranged from IQs in the low 60s–70s and raised questions about validity and malingering.
- The circuit court held Dufour did not prove mental retardation under the three-prong test (intellectual functioning, adaptive behavior, onset before 18) and noted potential testing irregularities.
- The court concluded there was competent, substantial evidence supporting no adaptive deficits and that even with IQ concerns, the adaptations argued by Dufour did not establish MR; the SEM application issue could affect the IQ prong.
- The Florida Supreme Court affirmed, holding that Dufour failed to establish mental retardation; it declined to decide constitutional challenges to the MR standard, and noted evidentiary issues but found harmlessness in most challenged items.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Dufour proved significantly subaverage intellectual functioning | Dufour's scores (IQ ≤70) meet prong one under 3.203/921.137 | Court should require IQ ≤70 with proper SEM handling and consider all scores | Not proven under the three-prong test; majority rejects while acknowledging SEM error but not dispositive for MR |
| Whether Dufour showed deficits in adaptive behavior concurrent with subaverage IQ | Deficits existed in adaptive functioning | Adaptive deficits not established; alternative explanations plausible | Affirmed that adaptive behavior deficits were not proven to a level required by the statute |
| Whether the pre-18 manifestation element was satisfied | Evidence suggested early-life risk factors; MR could be shown | Court need not decide if pre-18 manifestation was proven given other prongs unmet | Not reached as MR not established on other prongs; Court did not address this prong finality here |
| Whether the clear-and-convincing standard for adaptive behavior violates due process | Standard is unconstitutional post-Atkins/Cooper | Standard appropriate for MR inquiries | Constitutional challenge not reached; court relied on lower standard as dispositive |
| Whether evidentiary rulings and admission of certain documents affected the MR determination | Challenged documents and projector disclosure tainted the experts | Any error was harmless given disposition on MR elements | Harmless error; no reasonable possibility that challenged evidence affected the MR ruling |
Key Cases Cited
- Atkins v. Virginia, 536 U.S. 304 (U.S. 2002) (execution of the mentally retarded prohibited; states must implement MR determinations)
- Nixon v. State, 2 So. 3d 137 (Fla. 2009) (three-prong MR framework; clear-and-convincing standard not automatic on MR adaptive behavior)
- Phillips v. State, 984 So. 2d 503 (Fla. 2008) (applies three-prong test; adaptive behavior concerns must be current)
- Jones v. State, 966 So. 2d 319 (Fla. 2007) (defines adaptive behavior prong and concurrent manifestation)
- Trotter v. State, 932 So. 2d 1049 (Fla. 2006) (discusses MR standards and evidentiary considerations)
- Cherry v. State, 959 So. 2d 702 (Fla. 2007) (establishes standard for IQ/SEM and the 70 threshold under 921.137)
