Dudenhoeffer v. Secretary of Health and Human Services
12-477
| Fed. Cl. | Oct 11, 2016Background
- K.T., born August 2008, had a febrile seizure in April 2009; received MMR on August 6, 2009 and developed recurrent myoclonic‑astatic seizures beginning ~August 15–18, 2009.
- She was treated with antiepileptics (Keppra, Zonisamide, Depakote); EEGs showed generalized epileptiform abnormalities; MRI was normal.
- Treating neurologists diagnosed a myoclonic‑astatic epilepsy (Doose syndrome/MAE) with expressive language delay; records and experts disputed whether she also had epileptic encephalopathy (EE).
- Petitioner alleged MMR caused K.T.’s MAE/EE via autoimmune mechanisms (molecular mimicry, bystander activation, epitope spreading), citing studies including Obregon et al. (Caspr2 peptide work) and older measles/MMR EEG/encephalopathy reports.
- Respondent’s expert (Dr. Holmes) argued the April 2009 febrile seizure showed epilepsy onset pre‑MMR or otherwise that the cited evidence and mechanistic links were speculative and insufficient.
- Special Master found K.T. does have EE but held Petitioner failed Althen prongs 1 and 2 (insufficient reliable medical theory and no logical sequence of cause‑effect); Petitioner met prong 3 (temporal proximity) but overall entitlement was denied.
Issues
| Issue | Petitioner’s Argument | Respondent’s Argument | Held |
|---|---|---|---|
| Diagnosis: whether K.T. has EE in addition to MAE | K.T. plateaued in development after vaccination; plateau counts as EE | EE requires regression; K.T. did not regress and treating docs did not diagnose EE | Court found K.T. has EE (plateau qualifies as failure to develop) |
| Althen prong 1 (medical theory linking MMR to MAE) | MMR induced autoimmune response (molecular mimicry → anti‑Caspr2 or similar antibodies) causing MAE; bystander activation/epitope spread also possible | The cited studies are limited/indirect (small, artificial, different diseases); no reliable mechanism connecting MMR → Caspr2 antibodies → MAE | Theory rejected as insufficient and too many analytical gaps; prong 1 not met |
| Althen prong 2 (logical sequence of cause and effect) | Vaccine was the final environmental ‘‘hit’’ tipping a genetic predisposition into MAE; timing and clinical change after MMR support causation | April 2009 febrile seizure shows epilepsy onset pre‑MMR; treating doctors did not link MMR to later seizures | No persuasive logical causal sequence established; prong 2 not met |
| Althen prong 3 (temporal relationship) | Onset of characteristic seizures ~9 days after MMR; literature supports 5–14 day window for encephalopathy after MMR | Disputes onset and relevance of cited epidemiology; argues earlier seizure undermines timing | Petitioner met prong 3 (temporal proximity) but this alone is insufficient to prove causation |
Key Cases Cited
- Althen v. Sec’y of HHS, 418 F.3d 1274 (Fed. Cir. 2005) (sets three‑prong framework for off‑Table Vaccine Act causation)
- Moberly v. Sec’y of HHS, 592 F.3d 1315 (Fed. Cir. 2010) (vaccine must be a but‑for and substantial factor cause)
- Pafford v. Sec’y of HHS, 451 F.3d 1352 (Fed. Cir. 2006) (Althen prong 1 requires more‑likely‑than‑not that vaccine can cause alleged injury)
- Knudsen v. Sec’y of HHS, 35 F.3d 543 (Fed. Cir. 1994) (theory must be legally probable and supported by reliable medical explanation)
- Cedillo v. Sec’y of HHS, 617 F.3d 1328 (Fed. Cir. 2010) (analytical gap doctrine; reject opinions with too great a gap between data and conclusion)
- De Bazan v. Sec’y of HHS, 539 F.3d 1347 (Fed. Cir. 2008) (temporal relationship assessed against medical understanding of etiology)
- Capizzano v. Sec’y of HHS, 440 F.3d 1317 (Fed. Cir. 2006) (petitioners may rely on circumstantial evidence and medical opinion for causation)
- Joiner v. General Electric Co., 522 U.S. 136 (1997) (courts may exclude expert conclusions with an analytical gap)
- Grant v. Sec’y of HHS, 956 F.2d 1144 (Fed. Cir. 1992) (temporal association alone is insufficient to prove causation)
- Caves v. Sec’y of HHS, 100 Fed. Cl. 119 (2011) (special master may reject expert theory as too remote from evidence)
