Drew Smith v. Township of Stafford
704 F. App'x 114
| 3rd Cir. | 2017Background
- Drew Smith (seeking sergeant) and Michael Guadalupe (seeking lieutenant) were Stafford Township police officers who underwent the Township’s formal promotional assessment process and did not receive promotions.
- The promotional procedure was set by a Township resolution and included multiple phases, a Supervisory Recommendation roundtable (for sergeant), and a Police Executive Assessment by the Chief of Police.
- Neither appellant obtained a high enough score for automatic promotion and both challenged the Chief’s assessments as unfair; Smith also challenged Phase One tie-break handling.
- Both appellants declined to follow the formal appeals procedure specified in the Township resolution (Smith did not appeal; Guadalupe attempted informal meetings and a late grievance), asserting that an appeal would be futile because the Chief would review it.
- Plaintiffs brought § 1983 suits alleging violations of procedural and substantive due process; district courts granted summary judgment for defendants, and the appeals were consolidated.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Existence of a property interest in fair promotion procedures | Smith/Guadalupe: legitimate entitlement to fair, unbiased promotional examination and compliance with Township rules | Township: no federal property interest; plaintiffs also failed to use available administrative appeal remedies | Court did not decide property-interest question but affirmed judgment because plaintiffs failed to exhaust/apply the available appeals process |
| Procedural due process — failure to exhaust internal remedies | Plaintiffs: appeals would have been futile because Chief would review his own decision | Township: adequate procedures existed and plaintiffs did not follow them | Court: procedural due process claim fails; plaintiffs did not avail themselves of the Township’s remedies and presented no evidence that the remedies were futile |
| Substantive due process — arbitrary/bad-faith promotion decision | Plaintiffs: allegedly arbitrary, bad-faith promotion decisions violate substantive due process | Township: promotions and related procedures are not constitutionally protected fundamental interests | Court: substantive due process claim fails; promotional processes and public employment rights are state-created, not fundamental federal rights |
| Summary judgment standard and reviewability | N/A (procedural) | N/A | Court applied plenary review of summary judgment and affirmed defendants’ summary judgment in both cases |
Key Cases Cited
- Alvin v. Suzuki, 227 F.3d 107 (3d Cir. 2000) (procedural due process claim requires plaintiffs to pursue available administrative remedies)
- Nicholas v. Pa. State Univ., 227 F.3d 133 (3d Cir. 2000) (no substantive due process property interest in public employment)
- Goldenstein v. Repossessors Inc., 815 F.3d 142 (3d Cir. 2016) (standard of appellate review for summary judgment)
- Hubicki v. ACF Indus., Inc., 484 F.2d 519 (3d Cir. 1973) (grant of summary judgment is a judgment on the merits and may have preclusive effect)
