Do v. The Regents of the University of California CA4/1
216 Cal. App. 4th 1474
| Cal. Ct. App. | 2013Background
- Do, a permanent university employee in San Diego, was terminated in August 2009 for alleged workplace intimidation under University policy 538.2K and core values.
- The termination followed a July 8, 2009 meeting at which Do’s explanation about a June 4 remark was deemed to demonstrate inappropriate conduct.
- Do initially contested the decision, arguing for independent judgment review and asserting lack of substantial evidence of a credible threat to his supervisor.
- The university treated the incident as insubordination and a threat under a zero-tolerance policy, resulting in a Skelly hearing and formal dismissal.
- Three levels of university review upheld the termination, culminating in a November 2010 hearing officer finding an intentional act that violated policy, leading to dismissal.
- Do filed for administrative mandamus; the trial court applied substantial evidence review and denied relief, prompting Do’s appeal to the appellate court.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Standard of review for University decisions | Do argues independent judgment should apply (Sarka). | University argues constitutional quasi-judicial review with substantial evidence standard (Ishimatsu/Miklosy). | Substantial evidence review applies; independent judgment not required. |
| Whether University had authority to adjudicate employment disputes | University lacks explicit delegation; should reweigh evidence. | University has constitutional quasi-judicial authority to decide employment matters. | University has quasi-judicial authority; proper to review under substantial evidence. |
| Sufficiency of evidence of a credible threat | No intent to threaten or cause fear; statements were not credible threats. | Statements created a reasonable fear of harm given work proximity and circumstances. | Substantial evidence supports finding of intentional act and violation of policy. |
| Whether Do’s July 8 statements constituted misconduct justifying dismissal | Statements were not threats and do not warrant dismissal. | Statements, viewed in context, violated zero-tolerance policy and core values; dismissal proper. | Yes; the statements constituted actionable intimidation justifying termination. |
| Role of progressivediscipline vs immediate discharge | University should have used lesser discipline for private conduct. | Policy permits dismissal for serious misconduct without progressive discipline. | No lesser discipline required; dismissal supported by evidence of serious misconduct. |
Key Cases Cited
- Ishimatsu v. Regents of University of California, 266 Cal.App.2d 854 (1968) (constitutional delegation of quasi-judicial power to UC; substantial evidence review)
- Miklosy v. Regents of University of California, 44 Cal.4th 876 (2008) (uniquely autonomous UC; procedural due process in employment disputes)
- Campbell v. Regents of University of California, 35 Cal.4th 311 (2005) (public trust and UC’s broad powers; quasi-judicial authority acknowledged)
- Sarka v. Regents of University of California, 146 Cal.App.4th 261 (2006) (independent judgment review discussed; distinguishes pure statutory challenges)
- Apte v. Regents of University of California, 198 Cal.App.3d 1084 (1988) (recognizes UC’s quasi-judicial authority; substantial evidence standard)
- Goldbaum v. Regents of University of California, 191 Cal.App.4th 703 (2011) (UC as statewide administrative agency; self-governance and autonomy)
- Skelly v. State Personnel Board, 15 Cal.3d 194 (1975) (due process preremoval safeguards; context for agency hearing rights)
- Arroyo v. Regents of University of California, 48 Cal.App.3d 793 (1975) (longstanding UC quasi-judicial employment framework)
- Strumsky v. San Diego County Employees Retirement Assn., 11 Cal.3d 28 (1974) (limits on de novo review for constitutional-origin agencies)
