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Discipline of Gilbert v. Utah Down Syndrome Foundation, Inc.
2012 UT 81
| Utah | 2012
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Background

  • Gilbert sought to implead the Foundation in an attorney discipline proceeding.
  • OPC began disciplinary action; district court allowed impleader; Foundation moved for summary judgment alleging improper impleader and lack of res judicata effect.
  • Foundation obtained interlocutory review of the district court’s order denying its motion.
  • Foundation and chapters Up With Downs and Uptown Downs had prior related litigation over control and funds; May 3, 2007 order resolved some disputes.
  • Gilbert received $30,000 in attorney fees from chapter accounts; Foundation sought disgorgement and fees; district court awarded Foundation fees and disgorgement.
  • Court held that Standards do not permit collateral matters in attorney discipline proceedings and impleader was improper; case remanded for independent action.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Is impleader proper in attorney discipline proceedings? Gilbert: impleader allowed to resolve collateral issues. Foundation: impleader not allowed under Standards; collateral matters barred. Impleader is never proper in discipline proceedings.
If impleader is improper, may Gilbert pursue third-party claims in an independent action? Gilbert seeks resolution of status of entities and fees via third-party action. Standards require separate action for collateral disputes; Gilbert may pursue third-party claims in an independent action; stay possible under Rule 14-517(d).

Key Cases Cited

  • In re McCune, 717 P.2d 701 (Utah 1986) (origin of attorney discipline authority in Utah)
  • In re Knowlton, 800 P.2d 806 (Utah 1990) (Board tasked with investigating and disciplining; authority discussion)
  • In re Cassity, 875 P.2d 548 (Utah 1994) (Standards framework adopted; discipline proceedings centralized)
  • In re Babilis, 951 P.2d 207 (Utah 1997) (Standards moved formal bar complaints to district courts)
  • In re Strong, 616 P.2d 583 (Utah 1980) (discipline proceedings are not ordinary legal actions)
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Case Details

Case Name: Discipline of Gilbert v. Utah Down Syndrome Foundation, Inc.
Court Name: Utah Supreme Court
Date Published: Dec 4, 2012
Citation: 2012 UT 81
Docket Number: No. 20110004
Court Abbreviation: Utah