Discipline of Gilbert v. Utah Down Syndrome Foundation, Inc.
2012 UT 81
| Utah | 2012Background
- Gilbert sought to implead the Foundation in an attorney discipline proceeding.
- OPC began disciplinary action; district court allowed impleader; Foundation moved for summary judgment alleging improper impleader and lack of res judicata effect.
- Foundation obtained interlocutory review of the district court’s order denying its motion.
- Foundation and chapters Up With Downs and Uptown Downs had prior related litigation over control and funds; May 3, 2007 order resolved some disputes.
- Gilbert received $30,000 in attorney fees from chapter accounts; Foundation sought disgorgement and fees; district court awarded Foundation fees and disgorgement.
- Court held that Standards do not permit collateral matters in attorney discipline proceedings and impleader was improper; case remanded for independent action.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Is impleader proper in attorney discipline proceedings? | Gilbert: impleader allowed to resolve collateral issues. | Foundation: impleader not allowed under Standards; collateral matters barred. | Impleader is never proper in discipline proceedings. |
| If impleader is improper, may Gilbert pursue third-party claims in an independent action? | Gilbert seeks resolution of status of entities and fees via third-party action. | Standards require separate action for collateral disputes; | Gilbert may pursue third-party claims in an independent action; stay possible under Rule 14-517(d). |
Key Cases Cited
- In re McCune, 717 P.2d 701 (Utah 1986) (origin of attorney discipline authority in Utah)
- In re Knowlton, 800 P.2d 806 (Utah 1990) (Board tasked with investigating and disciplining; authority discussion)
- In re Cassity, 875 P.2d 548 (Utah 1994) (Standards framework adopted; discipline proceedings centralized)
- In re Babilis, 951 P.2d 207 (Utah 1997) (Standards moved formal bar complaints to district courts)
- In re Strong, 616 P.2d 583 (Utah 1980) (discipline proceedings are not ordinary legal actions)
