Disciplinary Counsel v. Truax
148 Ohio St. 3d 190
| Ohio | 2016Background
- Truax admitted that after depositing a client's retainer into his trust account, he withdrew $1,452.50 in unearned fees for his own personal use and overdrew the account by $14.78.
- After investigation, Truax informed the client he had converted part of the retainer and offered a refund.
- The client allowed Truax to continue representing her and to deduct the costs of his services from the converted amount.
- Truax completed the representation without further incident.
- The parties stipulate that Truax's conduct violated Prof.Cond.R. 1.15(c) (trust-account deposits and withdrawals).
- As a sanction, the parties proposed a six-month suspension stayed conditioned on no further misconduct, with costs taxed to Truax.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Did Truax violate Prof.Cond.R. 1.15(c)? | Relator asserts a 1.15(c) violation occurred. | Truax concedes a violation in the consent. | Yes, violation established. |
| Is a six-month stayed suspension an appropriate sanction? | Board and parties support a standard stayed sanction. | Truax agrees with the proposed sanction. | A six-month stayed suspension is appropriate. |
| Do mitigating factors justify the stayed sanction? | Mitigators include lack of prior discipline, no dishonest motive, restitution, cooperation. | Mitigators apply and support the stay. | Mitigating factors justify the stayed sanction. |
| Is Vivyan precedent applicable to support the disposition? | Vivyan supports the standard disposition of a stayed suspension. | Vivyan is controlling precedent here. | Yes, Vivyan precedent applies. |
Key Cases Cited
- Disciplinary Counsel v. Vivyan, 125 Ohio St.3d 12 (2010) (standard disposition—cond. stayed six-month suspension where mitigating factors present)
