Disciplinary Counsel v. Jackson
127 Ohio St. 3d 250
| Ohio | 2010Background
- Respondent Stanley Jackson Jr. was admitted to practice in Ohio in 2003 and faced a three-count amended complaint charging ethics violations related to two clients and the disciplinary process.
- Counts I–II allege misconduct concerning fee handling, fee divisions, and restitution, while Count III concerns false or inconsistent statements during the disciplinary proceedings.
- Count I involves a December 2007 $25,000 flat fee for representing a client charged with carrying a concealed weapon; the client terminated, requested an unrefunded $22,000 portion, and respondent did not refund unearned fees.
- Count II concerns a 2004 matter where respondent and nonfirm co-counsel shared fees without client consent or written disclosure, and respondent directed a settlement and misappropriated funds by signing the client’s name on a settlement check and failing to distribute funds or provide an accounting.
- The panel found violations of multiple Rules (e.g., DR 2-107(A)(2), 1-102(A)(6), Prof.Cond.R. 8.4(h), 7-101(A)(3), 9-102(B)(4), 1.15(d), and 1-102(A)(4)) and accepted facts supporting these misconduct findings.
- The board and panel differed on sanction, with the panel recommending two years with six months stayed on conditions and the board urging a two-year suspension with no stay; the Supreme Court imposed a two-year suspension with six months stayed, conditioned on restitution, no further misconduct, and one year of monitored probation.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Excessive fee and failure to refund unearned fees (Count I) | Jackson charged a clearly excessive fee and failed to refund unearned fees. | Respondent may contend justification for charges and that restitution was addressed. | Two-year suspension with six months stayed on conditions. |
| Fee division without disclosure and misappropriation (Count II) | Respondent violated disclosure requirements and engaged in dishonesty and misappropriation of funds. | Respondent disputes the extent of liability or causation of client harm. | Two-year suspension with six months stayed on conditions. |
| False or inconsistent statements during disciplinary proceedings (Count III) | Respondent made false statements and failed to cooperate in the disciplinary process. | Respondent may have offered explanations but did not fully cooperate. | Two-year suspension with six months stayed on conditions. |
Key Cases Cited
- Disciplinary Counsel v. Davis, 121 Ohio St.3d 84 (2009-Ohio-500) (imposed two-year suspension; misconduct included false representations and evading inquiry)
- Cleveland Bar Assn. v. Kealy, 125 Ohio St.3d 238 (2010-Ohio-1554) (multiple misconducts during disciplinary investigation; mitigation and aggravation weighed)
- Disciplinary Counsel v. Larson, 124 Ohio St.3d 249 (2009-Ohio-6766) (two-year suspension with one year stayed for misleading a client and failing to perform duties)
- Cleveland Bar Assn. v. Mishler, 118 Ohio St.3d 109 (2008-Ohio-1810) (two-year suspension; forging client endorsement and other serious misappropriations)
- Disciplinary Counsel v. Broeren, 115 Ohio St.3d 473 (2007-Ohio-5251) (considered aggravation/mitigation factors in similar misconduct)
