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Disciplinary Counsel v. Character
950 N.E.2d 177
Ohio
2011
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Background

  • Respondent Dea Lynn Character, admitted 1989, was disbarred in Ohio by the Supreme Court for multiple ethical violations.
  • The Board found more than 40 violations of the ethical rules across numerous clients and matters.
  • Respondent had prior discipline, including a six-month stayed suspension (1998) for fiscal and professional faults.
  • Interim license suspension occurred in 2009 due to felony convictions for corrupt activity, theft by deception, and money laundering.
  • The panel and board recommended permanent disbarment; respondent contested the findings and due process claims.
  • The Court adopted the board’s findings, sustained most misconduct, and permanently disbarred Respondent with costs taxed to her.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether the board’s findings of misconduct are supported by clear and convincing evidence Disciplinary Counsel record supports 40+ rule violations Character she appeared and contested facts; some counts lack sufficient evidence Yes; record supports misconduct and disbarment
Whether certain counts should be dismissed for lack of evidence or improper proof Disciplinary Counsel counts 4 and 19 vindicate board’s findings Character some counts overstated or not proven Counts 4 and 19 sustained in part; others dismissed as indicated in opinion
Whether due process was compromised by concurrent criminal proceedings and incarceration Disciplinary Counsel procedures adequate under Rules for Bar Discipline Character incarceration and parallel proceedings prejudiced defense No; due process satisfied under governing standards
What sanction is appropriate given the misconduct Disciplinary Counsel permanent disbarment warranted Character alternate sanctions possible Permanent disbarment adopted as sanction
Whether the panel composition affected the proceedings Disciplinary Counsel panel majority quorum satisfied Character two of three panel members presided; asserted prejudice Procedural concerns resolved; no merit to prejudice claim

Key Cases Cited

  • Cleveland Bar Assn. v. Character-Floyd, 83 Ohio St.3d 306 (1998) (discipline for failure to maintain client funds and other fiduciary duties)
  • Newman, 124 Ohio St.3d 505 (2010) (default proceedings require sworn or certified evidence)
  • Sebree, 104 Ohio St.3d 448 (2004) (default disciplinary evidence must be sworn; prima facie showing)
  • Wilson, 127 Ohio St.3d 10 (2010) (default discipline record must prove misconduct; evidence adequate)
  • O’Malley, 126 Ohio St.3d 443 (2010) (disbarment for criminal conduct and pattern of misconduct)
  • Weaver, 102 Ohio St.3d 264 (2004) (persistent neglect and dishonesty warrant disbarment)
Read the full case

Case Details

Case Name: Disciplinary Counsel v. Character
Court Name: Ohio Supreme Court
Date Published: Jun 23, 2011
Citation: 950 N.E.2d 177
Docket Number: 2010-1693
Court Abbreviation: Ohio