Disciplinary Counsel v. Character
950 N.E.2d 177
Ohio2011Background
- Respondent Dea Lynn Character, admitted 1989, was disbarred in Ohio by the Supreme Court for multiple ethical violations.
- The Board found more than 40 violations of the ethical rules across numerous clients and matters.
- Respondent had prior discipline, including a six-month stayed suspension (1998) for fiscal and professional faults.
- Interim license suspension occurred in 2009 due to felony convictions for corrupt activity, theft by deception, and money laundering.
- The panel and board recommended permanent disbarment; respondent contested the findings and due process claims.
- The Court adopted the board’s findings, sustained most misconduct, and permanently disbarred Respondent with costs taxed to her.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held | ||
|---|---|---|---|---|---|
| Whether the board’s findings of misconduct are supported by clear and convincing evidence | Disciplinary Counsel | record supports 40+ rule violations | Character | she appeared and contested facts; some counts lack sufficient evidence | Yes; record supports misconduct and disbarment |
| Whether certain counts should be dismissed for lack of evidence or improper proof | Disciplinary Counsel | counts 4 and 19 vindicate board’s findings | Character | some counts overstated or not proven | Counts 4 and 19 sustained in part; others dismissed as indicated in opinion |
| Whether due process was compromised by concurrent criminal proceedings and incarceration | Disciplinary Counsel | procedures adequate under Rules for Bar Discipline | Character | incarceration and parallel proceedings prejudiced defense | No; due process satisfied under governing standards |
| What sanction is appropriate given the misconduct | Disciplinary Counsel | permanent disbarment warranted | Character | alternate sanctions possible | Permanent disbarment adopted as sanction |
| Whether the panel composition affected the proceedings | Disciplinary Counsel | panel majority quorum satisfied | Character | two of three panel members presided; asserted prejudice | Procedural concerns resolved; no merit to prejudice claim |
Key Cases Cited
- Cleveland Bar Assn. v. Character-Floyd, 83 Ohio St.3d 306 (1998) (discipline for failure to maintain client funds and other fiduciary duties)
- Newman, 124 Ohio St.3d 505 (2010) (default proceedings require sworn or certified evidence)
- Sebree, 104 Ohio St.3d 448 (2004) (default disciplinary evidence must be sworn; prima facie showing)
- Wilson, 127 Ohio St.3d 10 (2010) (default discipline record must prove misconduct; evidence adequate)
- O’Malley, 126 Ohio St.3d 443 (2010) (disbarment for criminal conduct and pattern of misconduct)
- Weaver, 102 Ohio St.3d 264 (2004) (persistent neglect and dishonesty warrant disbarment)
