Disciplinary Counsel v. Brown
142 Ohio St. 3d 459
Ohio2015Background
- Relator filed a complaint on June 25, 2013, alleging three counts of unauthorized practice of law by Brown in Cuyahoga County.
- Brown never responded to the complaint or to the relator’s motion for default; the Board granted default and found unauthorized practice.
- Brown had never been admitted to practice law in Ohio and had no authorization to practice there.
- In Count 1, Brown filed documents in Schwartz v. Lord and signed as notary and as Schwartz’s attorney-in-fact for a writ that attacked court rulings; she signed as attorney-in-fact for Schwartz in later filings.
- In Count 2, Brown signed the complaint in Schwartz v. APS as notary, then filed a replication bearing Schwartz’s and Brown’s signatures as Schwartz’s attorney-in-fact.
- In Count 3, Brown claimed POA for Dean Marinpietri, identifying herself as durable POA and attorney in fact; the guardian and court records showed Brown’s involvement despite admonitions.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Brown engaged in the unauthorized practice of law. | Brown prepared and filed pleadings for others and appeared at a pretrial conference. | Brown did not present responsive arguments; no defense appears in record. | Yes; Brown engaged in unauthorized practice of law. |
| Whether an injunction should be issued prohibiting further legal services by Brown. | Public protection requires barring Brown from practicing until licensed and registered. | No explicit argument; court notes lack of licensing. | An injunction prohibiting legal services in Ohio was warranted. |
| Whether civil penalties are appropriate and in what amount. | Relator seeks $30,000 total; board recommended $7,000 total. | Not explicitly presented; factors weighed by board. | A $7,000 civil penalty was imposed ($1,000 each for Counts 1 and 2, $5,000 for Count 3). |
| Whether mitigating or aggravating factors justify the penalty amount. | Board identified aggravating conduct and limited mitigating factor. | No timely responses; conduct showed intent to manipulate rules. | Aggravating factors outweighed mitigating factor; penalty set at $7,000. |
Key Cases Cited
- Royal Indemn. Co. v. J.C. Penney Co., Inc., 27 Ohio St.3d 31 (Ohio 1986) (exclusive jurisdiction to regulate unauthorized practice of law)
- Greenspan v. Third Fed. S. & L. Assn., 122 Ohio St.3d 455 (Ohio 2009) (protect public against incompetence in the practice of law)
- Lorain Cty. Bar Assn. v. Kocak, 121 Ohio St.3d 396 (Ohio 2009) (Ohio Supreme Court discipline and unauthorized practice context)
- Cleveland Bar Assn. v. CompManagement, Inc., 104 Ohio St.3d 168 (Ohio 2004) (regulatory authority to discipline and protect the public)
- Disciplinary Counsel v. Brown, 99 Ohio St.3d 114 (Ohio 2003) (unauthorized practice conduct and disciplinary remedies)
- Bukstein v. Disciplinary Counsel, 139 Ohio St.3d 230 (Ohio 2014) (monetary penalties for multiple unauthorized practices)
- McGinnis, 137 Ohio St.3d 166 (Ohio 2013) (civil penalties for drafting pleadings for another)
- Land Title Abstract & Trust Co. v. Dworken, 129 Ohio St. 23 (Ohio 1934) (definition of unauthorized practice including preparation of pleadings)
