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525 P.3d 127
Utah Ct. App.
2023
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Background

  • In Feb 2015 Dierl had a head CT after a ski injury; radiologist Birkin read it as negative and did not report a tumor.
  • By Nov 2015 Dierl developed neurologic symptoms; a later CT showed a brain tumor; he underwent a right pterional craniotomy in Dec 2015 and suffered permanent vision loss and pituitary damage.
  • Dierl sued Birkin for medical malpractice, alleging the missed Feb 2015 diagnosis allowed tumor growth that worsened surgical outcomes.
  • Neurosurgeon 1 (plaintiff’s disclosed expert) testified in deposition that the tumor enlarged ~4 mm over nine months and that earlier surgery likely carried lower risk, but he repeatedly stated he could not say to a reasonable degree of medical probability that earlier surgery would have prevented Dierl’s exact injuries.
  • Neurosurgeon 1 later submitted an affidavit asserting the delay caused greater vision loss; Neurosurgeon 2 (disclosed belatedly as rebuttal) submitted an affidavit attributing significant growth and a worse visual outcome to the delayed diagnosis.
  • The district court excluded Neurosurgeon 1’s affidavit as contradictory to his deposition (Webster v. Sill) and excluded Neurosurgeon 2’s affidavit from the plaintiff’s case-in‑chief as untimely under Rule 26; it granted summary judgment to Birkin for lack of admissible expert causation evidence.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether Neurosurgeon 1’s affidavit may create a triable issue despite contradicting his deposition Dierl: affidavit shows delay caused greater vision loss and thus proximate cause Birkin: deposition testimony showed Neurosurgeon 1 could not state causation to medical probability; affidavit contradicts deposition and is barred Court: Excluded the affidavit under Webster v. Sill because it contradicted clear deposition answers and offered no adequate explanation
Whether Neurosurgeon 2’s late‑produced affidavit may be used in plaintiff’s case‑in‑chief Dierl: Rule 26 is inapplicable or Neurosurgeon 2 may be used as rebuttal; alternatively Rule 56 should permit admission Birkin: late disclosure violated Rule 26; using rebuttal expert to supply an essential element of plaintiff’s case is improper and prejudicial Court: Excluded Neurosurgeon 2 for failure to timely disclose under Rule 26; plaintiff bore burden to show harmlessness or good cause and did not do so
Whether the district court erred by not admitting Neurosurgeon 2 under Rule 56 Dierl: court should have allowed him an opportunity to cure under Rule 56(e) Birkin: court reasonably exercised discretion in choosing summary judgment after exclusion under Rule 26 Court: No error; Rule 56 affords various remedies and granting summary judgment was within the court’s discretion

Key Cases Cited

  • Webster v. Sill, 675 P.2d 1170 (Utah 1983) (deposition testimony that is clear and unmodified bars later contradictory affidavit absent adequate explanation)
  • Ruiz v. Killebrew, 459 P.3d 1005 (Utah 2020) (expert testimony generally required to establish proximate cause in medical malpractice)
  • Blank v. Garff Enters. Inc., 482 P.3d 258 (Utah Ct. App. 2021) (timely expert disclosures are essential; late expert disclosures are typically excluded absent harmlessness or good cause)
  • Keystone Ins. Agency, LLC v. Inside Ins., LLC, 445 P.3d 434 (Utah 2019) (burden to show harmlessness or good cause rests with the party seeking relief from Rule 26)
  • Salo v. Tyler, 417 P.3d 581 (Utah 2018) (summary judgment standard where defendant shows plaintiff lacks evidentiary basis for claim)
  • Jensen v. IHC Hosps. Inc., 82 P.3d 1076 (Utah 2003) (elements of a prima facie medical malpractice claim)
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Case Details

Case Name: Dierl v. Birkin
Court Name: Court of Appeals of Utah
Date Published: Jan 20, 2023
Citations: 525 P.3d 127; 2023 UT App 6; 20210756-CA
Docket Number: 20210756-CA
Court Abbreviation: Utah Ct. App.
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    Dierl v. Birkin, 525 P.3d 127