525 P.3d 127
Utah Ct. App.2023Background
- In Feb 2015 Dierl had a head CT after a ski injury; radiologist Birkin read it as negative and did not report a tumor.
- By Nov 2015 Dierl developed neurologic symptoms; a later CT showed a brain tumor; he underwent a right pterional craniotomy in Dec 2015 and suffered permanent vision loss and pituitary damage.
- Dierl sued Birkin for medical malpractice, alleging the missed Feb 2015 diagnosis allowed tumor growth that worsened surgical outcomes.
- Neurosurgeon 1 (plaintiff’s disclosed expert) testified in deposition that the tumor enlarged ~4 mm over nine months and that earlier surgery likely carried lower risk, but he repeatedly stated he could not say to a reasonable degree of medical probability that earlier surgery would have prevented Dierl’s exact injuries.
- Neurosurgeon 1 later submitted an affidavit asserting the delay caused greater vision loss; Neurosurgeon 2 (disclosed belatedly as rebuttal) submitted an affidavit attributing significant growth and a worse visual outcome to the delayed diagnosis.
- The district court excluded Neurosurgeon 1’s affidavit as contradictory to his deposition (Webster v. Sill) and excluded Neurosurgeon 2’s affidavit from the plaintiff’s case-in‑chief as untimely under Rule 26; it granted summary judgment to Birkin for lack of admissible expert causation evidence.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Neurosurgeon 1’s affidavit may create a triable issue despite contradicting his deposition | Dierl: affidavit shows delay caused greater vision loss and thus proximate cause | Birkin: deposition testimony showed Neurosurgeon 1 could not state causation to medical probability; affidavit contradicts deposition and is barred | Court: Excluded the affidavit under Webster v. Sill because it contradicted clear deposition answers and offered no adequate explanation |
| Whether Neurosurgeon 2’s late‑produced affidavit may be used in plaintiff’s case‑in‑chief | Dierl: Rule 26 is inapplicable or Neurosurgeon 2 may be used as rebuttal; alternatively Rule 56 should permit admission | Birkin: late disclosure violated Rule 26; using rebuttal expert to supply an essential element of plaintiff’s case is improper and prejudicial | Court: Excluded Neurosurgeon 2 for failure to timely disclose under Rule 26; plaintiff bore burden to show harmlessness or good cause and did not do so |
| Whether the district court erred by not admitting Neurosurgeon 2 under Rule 56 | Dierl: court should have allowed him an opportunity to cure under Rule 56(e) | Birkin: court reasonably exercised discretion in choosing summary judgment after exclusion under Rule 26 | Court: No error; Rule 56 affords various remedies and granting summary judgment was within the court’s discretion |
Key Cases Cited
- Webster v. Sill, 675 P.2d 1170 (Utah 1983) (deposition testimony that is clear and unmodified bars later contradictory affidavit absent adequate explanation)
- Ruiz v. Killebrew, 459 P.3d 1005 (Utah 2020) (expert testimony generally required to establish proximate cause in medical malpractice)
- Blank v. Garff Enters. Inc., 482 P.3d 258 (Utah Ct. App. 2021) (timely expert disclosures are essential; late expert disclosures are typically excluded absent harmlessness or good cause)
- Keystone Ins. Agency, LLC v. Inside Ins., LLC, 445 P.3d 434 (Utah 2019) (burden to show harmlessness or good cause rests with the party seeking relief from Rule 26)
- Salo v. Tyler, 417 P.3d 581 (Utah 2018) (summary judgment standard where defendant shows plaintiff lacks evidentiary basis for claim)
- Jensen v. IHC Hosps. Inc., 82 P.3d 1076 (Utah 2003) (elements of a prima facie medical malpractice claim)
