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Diego Gaines v. K-Five Construction Corporatio
742 F.3d 256
7th Cir.
2014
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Background

  • Gaines, a seasonal truck driver for K-Five Construction, was fired on May 4, 2010 after safety concerns and alleged insubordination, including a misreported statement about a mechanic; he alleged national-origin discrimination and safety-related retaliation, plus an unpaid overtime claim under FLSA.
  • Gaines complained about safety of trucks 4279 and 4289; he was reassigned after initially flagging 4279 as unsafe, and later drove 4289 despite concerns noted by him and others.
  • Gaines documented truck 4289 issues (steering problems, door, seat, tarp); a near miss occurred with 4289, prompting continued safety concerns and test drives by Lukritz.
  • Johnston testified that the steering was off-center, with explanations about possible causes; Gaines later recorded an incorrect “drag-link” statement in his Friday DDR, which led to warnings.
  • K-Five issued four warning slips (falsifying a DDR and three acts of insubordination) and a discharge slip, culminating in Gaines’s termination on May 4, 2010.
  • The district court granted summary judgment on all counts; on appeal, the Seventh Circuit remanded with respect to STAA and Illinois common law retaliation while affirming dismissal of Title VII and FLSA claims.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Title VII discrimination/retaliation requiring a comparator Gaines argues indirect evidence shows discrimination/retaliation; direct method waived K-Five argues no valid comparator; direct method waived Title VII claims mostly waived; indirect method lacks a suitable comparator; claims fail on summary judgment
STAA retaliation: protected activity and contributing factor Gaines engaged in protected acts (refusal to drive unsafe trucks; filing DDR) contributing to termination Employer argues no protected activity or not causally linked Genuine issues of material fact on multiple STAA activities; remand warranted for STAA analysis
Illinois common law retaliation: public-policy violation Termination for safety-related complaints violates public policy No clear public-policy violation shown Not entitled to summary judgment; issues for trial on public-policy retaliation
FLSA claim for unpaid overtime Gaines worked unauthorized 15-minute pre-trip periods; employer knew or should know Employer did not know of unauthorized overtime; no pay obligation Summary judgment affirmed for K-Five; no genuine factual dispute about employer knowledge

Key Cases Cited

  • Formella v. U.S. Dep’t of Labor, 628 F.3d 381 (7th Cir. 2010) (basis for prima facie STAA case; shifting burden to employer)
  • Roadway Express, Inc. v. U.S. Dep’t of Labor, 495 F.3d 477 (7th Cir. 2007) (protects safety-related complaints under STAA when informing on violations)
  • Coleman v. Donahoe, 667 F.3d 835 (7th Cir. 2012) (indirect method requires a suitable comparator; direct method waived)
  • Koch Foods, Inc. v. Sec’y, U.S. Dep’t of Labor, 712 F.3d 476 (11th Cir. 2013) (STAA protected complaint when based on reasonable belief of safety violation)
  • Bettner v. Admin. Review Bd., 539 F.3d 613 (7th Cir. 2008) (STAA policy to encourage reporting safety violations)
Read the full case

Case Details

Case Name: Diego Gaines v. K-Five Construction Corporatio
Court Name: Court of Appeals for the Seventh Circuit
Date Published: Jan 3, 2014
Citation: 742 F.3d 256
Docket Number: 12-2249
Court Abbreviation: 7th Cir.