Derrick Loftis v. Almager
2012 WL 6183531
9th Cir.2012Background
- Loftis sold methamphetamine to a 15-year-old; Celena V. ingested it and deteriorated.
- Celena’s condition worsened; Loftis and others moved Celena toward a hospital but stopped before seeking care.
- Celena died; Loftis and co‑defendants removed her body and drove to a casino afterward.
- Loftis pled no contest to second-degree murder in exchange for dismissal of other charges.
- Trial court conducted a plea colloquy and accepted the no contest plea citing People v. West.
- Loftis argued there was no factual basis for the plea; appellate court found error, but harmless under state law.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether a factual basis is constitutionally required for a West/no contest plea | Loftis | Loftis | No constitutional requirement; harmless if no innocence claim |
| Whether West is equivalent to Alford for due process concerns | Loftis | Loftis | West is not automatically Alford; but Alford concerns may apply when innocence is claimed |
| Whether the state court’s failure to find a factual basis was harmless under federal review | Loftis | Loftis | Harmless unless substantial evidence indicates guilt; court affirmed denial of habeas relief |
Key Cases Cited
- People v. West, 3 Cal.3d 595 (Cal. 1970) (West plea linked to plea bargaining; examined in Alford context)
- North Carolina v. Alford, 400 U.S. 25 (U.S. 1970) (allows guilty plea despite protestations of innocence with factual basis test)
- Roe v. Flores-Ortega, 528 U.S. 470 (U.S. 2000) (discusses West plea and lack of direct admission of guilt)
- United States v. Vidal, 504 F.3d 1072 (9th Cir. 2007) (West plea and factual basis in context of prior conviction for sentencing)
- United States v. Mancinas-Flores, 588 F.3d 677 (9th Cir. 2009) (addressed Rule 11(f) factual basis in context of appeal; not habeas directly)
- Rodriguez v. Ricketts, 111 F.2d 527 (9th Cir. 1985) (discusses special innocence-related circumstances and factual basis)
