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Derrick Loftis v. Almager
2012 WL 6183531
9th Cir.
2012
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Background

  • Loftis sold methamphetamine to a 15-year-old; Celena V. ingested it and deteriorated.
  • Celena’s condition worsened; Loftis and others moved Celena toward a hospital but stopped before seeking care.
  • Celena died; Loftis and co‑defendants removed her body and drove to a casino afterward.
  • Loftis pled no contest to second-degree murder in exchange for dismissal of other charges.
  • Trial court conducted a plea colloquy and accepted the no contest plea citing People v. West.
  • Loftis argued there was no factual basis for the plea; appellate court found error, but harmless under state law.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether a factual basis is constitutionally required for a West/no contest plea Loftis Loftis No constitutional requirement; harmless if no innocence claim
Whether West is equivalent to Alford for due process concerns Loftis Loftis West is not automatically Alford; but Alford concerns may apply when innocence is claimed
Whether the state court’s failure to find a factual basis was harmless under federal review Loftis Loftis Harmless unless substantial evidence indicates guilt; court affirmed denial of habeas relief

Key Cases Cited

  • People v. West, 3 Cal.3d 595 (Cal. 1970) (West plea linked to plea bargaining; examined in Alford context)
  • North Carolina v. Alford, 400 U.S. 25 (U.S. 1970) (allows guilty plea despite protestations of innocence with factual basis test)
  • Roe v. Flores-Ortega, 528 U.S. 470 (U.S. 2000) (discusses West plea and lack of direct admission of guilt)
  • United States v. Vidal, 504 F.3d 1072 (9th Cir. 2007) (West plea and factual basis in context of prior conviction for sentencing)
  • United States v. Mancinas-Flores, 588 F.3d 677 (9th Cir. 2009) (addressed Rule 11(f) factual basis in context of appeal; not habeas directly)
  • Rodriguez v. Ricketts, 111 F.2d 527 (9th Cir. 1985) (discusses special innocence-related circumstances and factual basis)
Read the full case

Case Details

Case Name: Derrick Loftis v. Almager
Court Name: Court of Appeals for the Ninth Circuit
Date Published: Dec 11, 2012
Citation: 2012 WL 6183531
Docket Number: 09-16884
Court Abbreviation: 9th Cir.
    Derrick Loftis v. Almager, 2012 WL 6183531