92 So. 3d 801
Ala. Crim. App.2011Background
- Thompson was convicted of two counts of unlawful distribution of a controlled substance within a three-mile radius of a school and a housing project, and one count of unlawful possession of a controlled substance, and sentenced by the circuit court to concurrent life terms as an habitual offender with fines and penalties as required by law.
- Appellate counsel filed an Anders-type brief; Thompson submitted pro se issues challenging trial and sentencing conduct.
- Preservation issue: Thompson's ineffective-assistance claim was not first raised in the circuit court and failed the Jefferson/Montgomery preservation exceptions.
- Thompson asserted involuntary absence from trial; the record showed he was present at initial proceedings and failed to appear only when already informed trial would resume the next morning.
- At sentencing, Thompson argued lack of allocution under Rule 26.9(b), failure to state credit for time incarcerated, and failure to explain terms; the court proceeded without an allocution, prompting remand for proper allocution.
- The court affirmed Thompson’s convictions but reversed the sentencing and remanded for resentencing with proper allocution and compliance with Rule 26.9(b).
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Preservation of ineffective-assistance claim | Thompson (Thompson) | Thompson | Not properly preserved; Jefferson/Montgomery exception not applicable. |
| Effect of Thompson's absence from trial | Thompson | Thompson | No reversible error; absence not shown involuntary. |
| Allocution at sentencing under Rule 26.9(b) | Thompson | State | Remand required for proper allocution before resentencing. |
Key Cases Cited
- Montgomery v. State, 781 So. 2d 1007 (Ala. Crim. App. 2000) (Preservation of ineffective-assistance claims requires trial-court presentation)
- Ex parte Ingram, 675 So.2d 863 (Ala. 1996) (preservation rules for ineffective assistance)
- Ex parte Jefferson, 749 So.2d 406 (Ala. 1999) (exception for claims of ineffective assistance in rare cases)
- Banks v. State, 51 So.3d 386 (Ala. Crim. App. 2010) (allocution required before sentencing; remand if missing)
- Shaw v. State, 949 So.2d 184 (Ala. Crim. App. 2006) (direct-appeal remand for lack of allocution)
- Gulledge v. State, 526 So.2d 654 (Ala. Crim. App. 1988) (allocution rights and due-process considerations)
