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Derek Clinton Ward v. State
06-15-00110-CR
| Tex. App. | Oct 19, 2015
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Background

  • Derek Clinton Ward pled guilty to state-jail felony theft for taking a welding machine from his employer and agreed to a plea deal where the State would recommend probation if he paid restitution by sentencing on May 21, 2015.
  • Ward had been laid off from his oilfield job about a month and a half before sentencing; he testified he elected not to seek immediate work to rest his surgically injured back and to see how unemployment would pay.
  • At sentencing the trial judge questioned Ward about when he was laid off and characterized Ward’s choice as taking a “month-and-a-half vacation” instead of working to earn restitution; the judge denied probation and mentioned that active work would have influenced a different decision.
  • Ward did not object at trial to the judge’s questions/comments and filed no motion for new trial; he later appealed claiming the judge became an advocate for the State and lost neutrality.
  • The State’s brief argues the complaint is unpreserved, that the judge’s questions were permissible fact–finding/clarifying inquiries, and that no fundamental (egregious) harm to Ward’s presumption of innocence or to judicial neutrality occurred.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Preservation of error Ward contends judge’s comments were improper and merits review on appeal State: Ward failed to object at trial or file new-trial motion, so issue is unpreserved State: Unpreserved; should be rejected absent fundamental error
Whether judge’s questioning was improper advocacy Ward argues judge became an advocate for the State and lost neutrality State: Questions were clarifying/fact-finding, within permissible bounds State: Questions were permissible; not advocacy
Whether judge’s comments tainted presumption of innocence Ward claims comments deprived him of a neutral magistrate and tainted presumption State: No jury present; comments did not bear on presumption or impartiality State: No egregious harm shown to presumption of innocence
Whether any alleged error was harmful enough to require reversal Ward asserts constitutional error requiring reversal State: Even if error, no egregious harm or probable prejudice shown State: No probable prejudice or fundamental error; affirm conviction

Key Cases Cited

  • Almanza v. State, 686 S.W.2d 157 (Tex. Crim. App. 1985) (standard for reversible error when no timely objection is made)
  • Blue v. State, 41 S.W.3d 129 (Tex. Crim. App. 2000) (trial judge comments can be fundamental error if they taint presumption of innocence)
  • Jasper v. State, 61 S.W.3d 413 (Tex. Crim. App. 2001) (comments must bear on presumption of innocence or vitiate impartiality to constitute fundamental error)
  • Moreno v. State, 900 S.W.2d 357 (Tex. App.—Texarkana 1995) (judge questioning permitted to clarify facts; no challenge without objection unless fundamentally erroneous)
  • Brewer v. State, 572 S.W.2d 719 (Tex. Crim. App.) (permissible limits on judicial questioning noted)
  • Dockstader v. State, 233 S.W.3d 98 (Tex. App.—Houston [14th Dist.] 2007) (two-part test: impropriety and probable prejudice)
  • Johnson v. State, 452 S.W.3d 398 (Tex. App.—Amarillo 2014) (comments not fundamental error where they did not vitiate impartiality)
Read the full case

Case Details

Case Name: Derek Clinton Ward v. State
Court Name: Court of Appeals of Texas
Date Published: Oct 19, 2015
Docket Number: 06-15-00110-CR
Court Abbreviation: Tex. App.