Dereje v. State
837 N.W.2d 714
| Minn. | 2013Background
- Dereje was convicted of fifth-degree criminal sexual conduct for groping S.J. in a taxi.
- Parties proceeded to a trial on stipulated facts under Minn. R.Crim. P. 26.01, subd. 3, with Dereje waiving trial rights.
- The court relied on S.J.’s version and some police reports to find Dereje guilty; fourth-degree charge was dropped.
- Postconviction relief sought on grounds of invalid stipulated-facts procedure, ineffective counsel, and invalid waiver of trial rights.
- Court of Appeals held the procedure did not constitute a stipulated-facts trial but found waiver converted proceedings to a bench trial; ineffective assistance found.
- Supreme Court majority reverses, holds no valid 26.01(3) trial occurred but bench-trial procedure complied with 26.01(2) and counsel was not ineffective; remands to reinstate conviction.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Was the trial a valid stipulated-facts trial? | Dereje argues the court did not conduct a 26.01(3) stipulated-facts trial. | Dereje contends the process violated the rule but limits waiver to 26.01(3) context. | Not a valid stipulated-facts trial. |
| Was there ineffective assistance of counsel? | Dereje contends counsel failed to subject case to adversarial testing. | Dereje argues counsel’s performance prejudiced outcome. | No structural error; but the court analyzes Strickland; majority finds no prejudice, reinstating conviction. |
| Did Dereje validly waive trial rights for a stipulated-facts trial? | Waiver was knowing and intelligent for a stipulated-facts path. | Waiver was not valid for the actual bench-trial conducted. | Waiver invalid for the actual proceedings; entitlement to new trial under waiver analysis. |
Key Cases Cited
- State v. Dalbec, 800 N.W.2d 624 (Minn. 2011) (structural error and Strickland framework interplay; some counsel errors are not structural)
- Bell v. Cone, 535 U.S. 685 (U.S. 2002) (counsel's performance not automatically structural error; forfeiture of closing argument not per se structural)
- Florida v. Nixon, 543 U.S. 175 (U.S. 2004) (presumption that counsel acts within reasonable professional norms; strategic choices)
- Strickland v. Washington, 466 U.S. 668 (U.S. 1984) (two-prong test for ineffective assistance of counsel (performance and prejudice))
- Cronic, 466 U.S. 648 (U.S. 1984) (structural error when counsel entirely fails to subject the prosecution’s case to adversarial testing)
- Missouri v. Frye, 132 S. Ct. 1399 (U.S. 2012) (plea bargaining can implicate ineffective assistance; pretrial negotiations matter)
- Lafler v. Cooper, 132 S. Ct. 1376 (U.S. 2012) (advantageous plea offers and counsel’s performance affect outcomes)
- U.S. v. Cronic, 466 U.S. 648 (U.S. 1984) (reiterates concept of structural error when adversarial testing is absent)
- State v. Reese, 692 N.W.2d 741 (Minn. 2005) (credibility determination and cross-examination significance (cited in context))
- State v. Jones, 392 N.W.2d 224 (Minn. 1986) (witness credibility testing and cross-examination importance)
- State v. Hohenwald, 815 N.W.2d 823 (Minn. 2012) (rules of interpretation for criminal procedure)
