232 A.3d 202
Me.2020Background
- The Maine PUC approved the NECEC transmission project in May 2019; opponents filed a direct initiative to reject that approval and submitted 15,785 petitions bearing 82,449 signatures (63,067 valid signatures required).
- Clean Energy Matters challenged many signatures, alleging at least eight notaries who notarized circulator oaths also performed nonnotarial campaign services and thus were disqualified under 21-A §903‑E and 4 M.R.S. §954‑A.
- The Secretary of State initially invalidated 12,735 signatures for various reasons but said he lacked time to investigate the notary‑service allegations before the statutory deadline; because the remaining signatures exceeded the requirement, he certified the petition.
- The Superior Court remanded for additional evidence; on remand the Secretary issued an amended decision invalidating an additional 3,597 signatures after finding several notaries had mixed roles but declining to invalidate signatures notarized before a notary later performed nonnotarial services (and declining a full campaign‑wide fraud probe).
- The Business and Consumer Docket affirmed the Secretary’s amended decision; Reed and intervenors appealed to the Maine Supreme Judicial Court.
- The SJC affirmed: it deferred to the Secretary’s reasonable interpretation of the notary statutes and found no abuse of discretion in declining a broader fraud investigation.
Issues
| Issue | Plaintiff's Argument (Reed) | Defendant's Argument (Secretary) | Held |
|---|---|---|---|
| Whether §§ 903‑E and 954‑A disqualify a notary who at any time (before submission) performed nonnotarial campaign services (temporal reach) | Any nonnotarial service at any time disqualifies the notary and requires invalidation of signatures the notary notarized | Statutes are reasonably read to disqualify a notary only when the notary is providing nonnotarial services at the time of notarization; post‑notarial nonnotarial acts do not retroactively invalidate prior notarizations | Statutes ambiguous; deference to Secretary; affirmed that notaries are disqualified only when a conflict existed at time of notarization (no retroactive disqualification) |
| Whether the Secretary erred by refusing a full‑scale fraud investigation of the entire campaign | The discovered forgeries and related evidence created indicia of systemic fraud and justified a broader investigation into other circulators and supervisors | Evidence showed fraud only on petition #743 and isolated indicia elsewhere; assertions of systemic fraud were speculative and insufficient to justify campaign‑wide probe | Secretary reasonably declined a broad investigation; isolated fraudulent petition was invalidated and no abuse of discretion shown |
Key Cases Cited
- Knutson v. Dep’t of Sec’y of State, 954 A.2d 1054 (Me. 2008) (the circulator's oath is pivotal to the circulation process)
- Me. Taxpayers Action Network v. Sec’y of State, 795 A.2d 75 (Me. 2002) (Secretary's role in administering direct initiative process and invalidating signatures)
- Palesky v. Sec’y of State, 711 A.2d 129 (Me. 1998) (municipal verification and Secretary review requirements for petitions)
- Melanson v. Sec’y of State, 861 A.2d 641 (Me. 2004) (deference to Secretary's reasonable statutory interpretation in initiative context)
- Hammer v. Sec’y of State, 8 A.3d 700 (Me. 2010) (standard of review for Secretary's decision under Rule 80C)
- United States v. Curtis, 107 U.S. 671 (U.S. 1883) (validity of a notarial act is judged by circumstances existing at the time of the act)
- Watts v. Watts, 818 A.2d 1031 (Me. 2003) (statutory changes to common law must be clearly expressed by the Legislature)
