278 F. Supp. 3d 1146
C.D. Cal.2017Background
- Plaintiff Roque “Rocky” De La Fuente sued California and Secretary of State Alex Padilla challenging Cal. Elec. Code §§ 8400 and 8403 (petition-signature percentage and circulation period for independent presidential candidates) as violating the First and Fourteenth Amendments. The suit sought injunctive relief.
- § 8400 required independent presidential candidates to submit signatures equal to 1% of registered voters (178,039 for 2016). § 8403 limited circulation to between 193 and 88 days before the election (a 105-day window).
- De La Fuente testified he declined to petition in California in 2016 because he believed collecting the necessary signatures would be cost-prohibitive (he estimated $3–4 million), and he instead qualified as an independent in 20 states; he intends to run in 2020.
- The State moved for judgment on the pleadings or summary judgment; the court converted to summary judgment, received supplemental briefing and evidence, and heard oral argument.
- The district court found De La Fuente failed to show §§ 8400 and 8403 imposed a severe burden on his or others’ ballot access; the requirements are consistent with other states and serve California’s interests in a manageable ballot. The court granted defendants’ motion and entered judgment for the State.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether §§ 8400 and 8403 impose a "severe" burden triggering strict scrutiny | §§ 8400 and 8403 unduly burden De La Fuente’s and his supporters’ First and Fourteenth Amendment rights by making California ballot access prohibitively difficult | The provisions are neutral, generally applicable, and do not severely impair ballot access; any burden is minor and justified by legitimate state interests | Not severe; less exacting review applies |
| Whether the one-percent signature and timing requirements are reasonably related to state interests | The one-percent and timing rules are unnecessary; a much lower signature threshold (e.g., ~5,000) would avoid "ballot clutter" without burdening rights | The requirements reasonably further important state interests: avoiding ballot overcrowding, voter confusion, and maintaining manageable elections | Requirements are reasonably related to California’s important regulatory interests and thus constitutional under reduced scrutiny |
| Whether De La Fuente established causation between the statutes and his absence from CA ballot | He argues the rules effectively prevented his appearance on the CA general election ballot | The record shows he chose not to attempt collection, relied on unsupported cost estimates, and had limited volunteer support and voter enthusiasm | No causal showing; nonappearance attributed to candidate choices and lack of demonstrated support rather than the statutes |
| Whether comparable jurisdictions or evidence show that California’s scheme is outside the mainstream | Cites cases and expert testimony suggesting lower thresholds in other states and alleged severe constriction elsewhere | California’s 1% requirement is in line with many states; historical elections show multiple candidates on CA ballots and no constitutional defect | CA’s requirements fall within mainstream practice and survive review |
Key Cases Cited
- Anderson v. Celebrezze, 460 U.S. 780 (sets balancing test for ballot-access restrictions)
- Burdick v. Takushi, 504 U.S. 428 (balancing based on severity of burden; strict scrutiny if severe)
- Munro v. Socialist Workers Party, 479 U.S. 189 (states may require preliminary showing of support to limit frivolous candidates)
- Storer v. Brown, 415 U.S. 724 (upholding substantial signature gathering burdens as permissible for presidential candidates)
- Timmons v. Twin Cities Area New Party, 520 U.S. 351 (less exacting review for reasonable, nondiscriminatory ballot regulations)
- Celotex Corp. v. Catrett, 477 U.S. 317 (summary judgment standard)
- Dudum v. Arntz, 640 F.3d 1098 (9th Cir.) (application of Anderson/Burdick balancing)
- Arizona Green Party v. Reagan, 838 F.3d 983 (9th Cir.) (de minimis burden finding and state interest in avoiding confusion)
- Chamness v. Bowen, 722 F.3d 1110 (9th Cir.) (severe vs. lesser burdens framework)
