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642 F. App'x 31
2d Cir.
2016
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Background

  • Warren Davis filed a federal habeas petition under 28 U.S.C. § 2254 that the district court dismissed as untimely; Davis conceded untimeliness but sought equitable tolling.
  • Davis’s counsel, Joseph M. Latino, prepared the petition but miscalculated the filing deadline; Davis argued Latino’s error justified equitable tolling.
  • Latino remained Davis’s counsel on appeal and had an evident personal interest in avoiding reputational harm from admitting abandonment.
  • For the district-court filing, Latino arranged for another lawyer, Anthony J. Maiocchi, to present the equitable-tolling argument; after filing Latino became “of counsel” at Maiocchi’s firm.
  • The Second Circuit concluded Latino’s involvement raised a non-waivable conflict and that Maiocchi’s later association with Latino created potential imputed conflict concerns.
  • The Court vacated and remanded for the district court to hold a hearing on whether Maiocchi’s representation (given his association with Latino) tainted the proceedings; Latino was disqualified on return to the court of appeals.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether attorney miscalculation of AEDPA deadline justifies equitable tolling Davis: Latino’s miscalculation was an extraordinary circumstance warranting tolling State: Attorney error is generally insufficient for tolling Court: Attorney miscalculation alone usually insufficient; could qualify only if it amounted to effective abandonment (extraordinary)
Whether Latino’s continued representation creates a conflict preventing him from arguing equitable tolling based on his own error Davis: Latino can competently and zealously argue equitable tolling State: No explicit waiver; conflict exists because Latino would have reputational interest Court: Latino’s involvement created a substantial danger to perceived fairness; conflict warranted disqualification
Whether the conflict was waivable or harmless Davis: Any conflict was waived State: Conflict should not be imputed / is waivable Court: Some conflicts may be unwaivable; here integrity of proceedings required further inquiry; waiver argument insufficient to avoid disqualification concern
Whether Maiocchi’s presentation below was tainted by imputed conflict from Latino’s later association Davis: Maiocchi was independent and properly presented the argument State: Association does not necessarily impute conflict Held: Record unclear; remand for district-court hearing to determine whether Maiocchi’s association with Latino imputed a conflict and whether that tainted proceedings

Key Cases Cited

  • Rivas v. Fischer, 687 F.3d 514 (2d Cir.) (equitable tolling requires extraordinary circumstances)
  • Lawrence v. Florida, 549 U.S. 327 (attorney miscalculation generally insufficient for equitable tolling)
  • Christeson v. Roper, 135 S. Ct. 891 (counsel cannot reasonably be expected to argue that counsel’s own incompetence was extraordinary)
  • Hempstead Video, Inc. v. Inc. Vill. of Valley Stream, 409 F.3d 127 (2d Cir.) (attorney conflicts ordinarily imputed to firm)
  • Wheat v. United States, 486 U.S. 153 (courts have an independent interest in appearance of fairness and ethical compliance)
  • Emle Indus., Inc. v. Patentex, Inc., 478 F.2d 562 (2d Cir.) (good-faith assertion of ability to represent is insufficient alone to cure conflict concerns)
  • United States v. Oberoi, 331 F.3d 44 (2d Cir.) (disqualification when proceedings would not appear fair to observers)
  • United States v. Fulton, 5 F.3d 605 (2d Cir.) (reputational interests of counsel can create conflicts)
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Case Details

Case Name: Davis v. Lempke
Court Name: Court of Appeals for the Second Circuit
Date Published: Mar 14, 2016
Citations: 642 F. App'x 31; 15-481-pr
Docket Number: 15-481-pr
Court Abbreviation: 2d Cir.
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