642 F. App'x 31
2d Cir.2016Background
- Warren Davis filed a federal habeas petition under 28 U.S.C. § 2254 that the district court dismissed as untimely; Davis conceded untimeliness but sought equitable tolling.
- Davis’s counsel, Joseph M. Latino, prepared the petition but miscalculated the filing deadline; Davis argued Latino’s error justified equitable tolling.
- Latino remained Davis’s counsel on appeal and had an evident personal interest in avoiding reputational harm from admitting abandonment.
- For the district-court filing, Latino arranged for another lawyer, Anthony J. Maiocchi, to present the equitable-tolling argument; after filing Latino became “of counsel” at Maiocchi’s firm.
- The Second Circuit concluded Latino’s involvement raised a non-waivable conflict and that Maiocchi’s later association with Latino created potential imputed conflict concerns.
- The Court vacated and remanded for the district court to hold a hearing on whether Maiocchi’s representation (given his association with Latino) tainted the proceedings; Latino was disqualified on return to the court of appeals.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether attorney miscalculation of AEDPA deadline justifies equitable tolling | Davis: Latino’s miscalculation was an extraordinary circumstance warranting tolling | State: Attorney error is generally insufficient for tolling | Court: Attorney miscalculation alone usually insufficient; could qualify only if it amounted to effective abandonment (extraordinary) |
| Whether Latino’s continued representation creates a conflict preventing him from arguing equitable tolling based on his own error | Davis: Latino can competently and zealously argue equitable tolling | State: No explicit waiver; conflict exists because Latino would have reputational interest | Court: Latino’s involvement created a substantial danger to perceived fairness; conflict warranted disqualification |
| Whether the conflict was waivable or harmless | Davis: Any conflict was waived | State: Conflict should not be imputed / is waivable | Court: Some conflicts may be unwaivable; here integrity of proceedings required further inquiry; waiver argument insufficient to avoid disqualification concern |
| Whether Maiocchi’s presentation below was tainted by imputed conflict from Latino’s later association | Davis: Maiocchi was independent and properly presented the argument | State: Association does not necessarily impute conflict | Held: Record unclear; remand for district-court hearing to determine whether Maiocchi’s association with Latino imputed a conflict and whether that tainted proceedings |
Key Cases Cited
- Rivas v. Fischer, 687 F.3d 514 (2d Cir.) (equitable tolling requires extraordinary circumstances)
- Lawrence v. Florida, 549 U.S. 327 (attorney miscalculation generally insufficient for equitable tolling)
- Christeson v. Roper, 135 S. Ct. 891 (counsel cannot reasonably be expected to argue that counsel’s own incompetence was extraordinary)
- Hempstead Video, Inc. v. Inc. Vill. of Valley Stream, 409 F.3d 127 (2d Cir.) (attorney conflicts ordinarily imputed to firm)
- Wheat v. United States, 486 U.S. 153 (courts have an independent interest in appearance of fairness and ethical compliance)
- Emle Indus., Inc. v. Patentex, Inc., 478 F.2d 562 (2d Cir.) (good-faith assertion of ability to represent is insufficient alone to cure conflict concerns)
- United States v. Oberoi, 331 F.3d 44 (2d Cir.) (disqualification when proceedings would not appear fair to observers)
- United States v. Fulton, 5 F.3d 605 (2d Cir.) (reputational interests of counsel can create conflicts)
