157 So. 3d 1164
La. Ct. App.2015Background
- Richard and Dione David divorced after a 36-year marriage; the trial court entered a multi-day judgment partitioning community property, including businesses and real estate.
- On appeal this court amended and affirmed the partition; Richard’s further applications to rehear and to the Louisiana Supreme Court were denied, but subsequent collateral and related litigation continued.
- Richard filed a Petition for Action of Nullity (Dec. 2013) claiming deprivation of legal rights, statutory errors, failure to account for evidence, and payment/IRA allocation issues.
- A hearing on the nullity petition was set for April 1, 2014; on March 31 Richard filed a motion to recuse the trial judge alleging bias, which the judge denied without a hearing.
- Neither Richard nor his counsel appeared at the April 1 nullity hearing; the court dismissed the petition with prejudice under La. C.C.P. art. 1672 and awarded sanctions (attorney fees) against Richard and his lawyer.
- On appeal the appellate court affirmed denial of recusal and the dismissal with prejudice, but reversed the sanctions award and remanded for a sanctions hearing because Richard and counsel had no opportunity to be heard on sanctions.
Issues
| Issue | Plaintiff's Argument (Richard) | Defendant's Argument (Dione) | Held |
|---|---|---|---|
| Whether the judge should have been recused | Judge was biased/prejudiced by prior rulings and actions | Recusal motion is conclusory and stems from adverse rulings; no extrajudicial bias shown | Denial of recusal affirmed |
| Whether dismissal of nullity petition was proper for plaintiff's failure to appear | Dismissal was improper (argues error) | Plaintiff and counsel failed to appear despite notice; dismissal proper under art. 1672 | Dismissal with prejudice affirmed |
| Whether sanctions under La. C.C.P. art. 863 were properly imposed | Sanctions were improper or procedurally defective | Sanctions appropriate because pleading was frivolous | Sanctions reversed; remanded for a hearing on sanctions |
| Whether plaintiff had due process before sanctions were imposed | Lack of notice and opportunity to be heard on sanctions | Sanctions requested at hearing and may be justified even if asserted orally | Court required a hearing; due process error found as to sanctions |
Key Cases Cited
- Covington v. McNeese State Univ., 32 So.3d 223 (La. 2010) (bias must be substantial and not conclusory)
- Southern Casing of La., Inc. v. Houma Avionics, Inc., 809 So.2d 1040 (La. App. 1 Cir. 2001) (recusal standards)
- Earles v. Ahlstedt, 591 So.2d 741 (La. App. 1 Cir. 1991) (adverse rulings alone do not show bias)
- Augman v. City of Morgan City, 864 So.2d 248 (La. App. 1 Cir. 2003) (extrajudicial bias required for recusal)
- Jackson v. Royal Ins. Co., 704 So.2d 424 (La. App. 3 Cir. 1997) (review standard for dismissal when plaintiff fails to appear)
- Richardson v. Whitney Nat’l Bank, 953 So.2d 836 (La. App. 5 Cir. 2007) (art. 863 sanctions for frivolous pleadings)
- Acosta v. B & B Oilfield Servs., Inc., 91 So.3d 1263 (La. App. 3 Cir. 2012) (standards of review for sanctions and amount)
- Cox v. O’Brien, 147 So.3d 809 (La. App. 2 Cir. 2014) (discussing due process when sanctions awarded at same hearing as disposition)
