986 F.3d 493
4th Cir.2021Background:
- Plaintiff David Goodman, a mobility-impaired inmate, alleges correctional officers violently removed and left him bleeding and unconscious in a cell on Nov. 7, 2012.
- Goodman filed three complaints: his original and first amended complaints were verified; his second amended (operative) complaint was notarized but not verified and slightly altered defendants/relief.
- Defendants produced institutional records and affidavits and asserted Goodman’s injuries were self-inflicted; surveillance video existed but was reviewed by supervisors and not preserved.
- The district court granted summary judgment for defendants without treating Goodman’s earlier verified complaints as opposing affidavits and without resolving many of Goodman’s outstanding discovery requests.
- On appeal the Fourth Circuit held the district court erred by ignoring the verified complaints (which retain evidentiary value despite being superseded) and that summary judgment was premature given unresolved discovery; the grant was vacated and remanded.
Issues:
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether a superseded verified complaint may be treated as an opposing affidavit at summary judgment | Verified original and first amended complaints are equivalent to affidavits and create genuine factual disputes | The later (operative) unverified amended complaint supersedes and nullifies the evidentiary value of earlier pleadings | An amended complaint does not divest an earlier verified complaint of its evidentiary value; district court erred in disregarding them |
| Whether summary judgment was premature given outstanding discovery | Goodman needed discovery (photos, medical records, video, witness evidence) to oppose summary judgment | Goodman failed to file a formal Rule 56(d) affidavit and sought evidence that allegedly would not create a genuine issue | Summary judgment was premature; district court abused its discretion by deciding before resolving material discovery requests |
Key Cases Cited
- Williams v. Griffin, 952 F.2d 820 (4th Cir. 1991) (verified complaint may serve as opposing affidavit at summary judgment)
- Davis v. Zahradnick, 600 F.2d 458 (4th Cir. 1979) (same rule on verified pleadings)
- Beal v. Beller, 847 F.3d 897 (7th Cir. 2017) (a superseded verified complaint retains evidentiary value)
- Barnes v. Sea Haw. Rafting, LLC, 889 F.3d 517 (9th Cir. 2018) (adopts Beal rule)
- Hartsfield v. Colburn, 371 F.3d 454 (8th Cir. 2004) (treated verified complaints as affidavits for summary judgment)
- Celotex Corp. v. Catrett, 477 U.S. 317 (1986) (summary judgment permissible only after adequate time for discovery)
- McCray v. Md. Dep’t of Transp., 741 F.3d 480 (4th Cir. 2014) (standard for reviewing summary judgment entered while discovery pending)
- Wilkins v. Gaddy, 559 U.S. 34 (2010) (extent of injury is relevant to Eighth Amendment excessive-force inquiry)
