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David Fierro v. Clark Ducart
14-56356
| 9th Cir. | Sep 18, 2017
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Background

  • David Fierro filed a pre-AEDPA § 2254 habeas petition challenging his state conviction and death sentence, appealed after district court denial.
  • Fierro argued he was incompetent to stand trial based on later expert opinions and alleged drug use (Xanax, possible heroin access) while incarcerated.
  • He also claimed trial counsel was ineffective for failing to investigate competency and for not pursuing a mental-state (insanity/limited capacity) defense.
  • At trial, multiple contemporaneous medical evaluations and the trial judge’s observations found Fierro understood proceedings and could assist counsel; defense counsel did not object to competency.
  • Trial counsel retained a medical expert and pursued an innocence/credibility defense consistent with Fierro’s wishes and prevailing state law (People v. Frierson).
  • Jury found Fierro shot and killed the victim; the Ninth Circuit reviewed de novo and applied preponderance standard for relief (pre-AEDPA filing).

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Competency to stand trial Fierro was incompetent during trial due to mental illness and medication/drug influence Contemporaneous evaluations and judge’s observations show competency; no contemporaneous concerns from counsel Denied — evidence weighed for competency; later experts given less weight
Counsel ineffective for not investigating competency Counsel failed to further investigate despite signs of incompetence Counsel retained a competent expert and reasonably relied on that expert’s opinion Denied — counsel not deficient and no prejudice because record shows competency
Counsel ineffective for not pursuing mental-state defense Counsel should have investigated/presented insanity/mental-state defense Counsel reasonably pursued an innocence/credibility defense under state law and client preference Denied — strategic choice was reasonable; no reasonable probability of a different outcome
Certificate expansion for uncertified claims Fierro sought expansion of COA on additional claims Respondent argued district court was correct; no substantial showing of debatable issues Denied — no reasonable jurist would debate the district court’s resolution

Key Cases Cited

  • Deere v. Cullen, 718 F.3d 1124 (9th Cir. 2013) (standard for pre-AEDPA habeas review and competency analysis)
  • Dusky v. United States, 362 U.S. 402 (1960) (competency-to-stand-trial standard requires understanding proceedings and ability to assist counsel)
  • Williams v. Woodford, 384 F.3d 567 (9th Cir. 2004) (competency-related standards and review of contemporaneous indicators)
  • Hendricks v. Calderon, 70 F.3d 1032 (9th Cir. 1995) (counsel may rely on competent expert retained to evaluate defendant)
  • Harris v. Vasquez, 949 F.2d 1497 (9th Cir. 1990) (standards for counsel’s reliance on experts)
  • Earp v. Cullen, 623 F.3d 1065 (9th Cir. 2010) (expert deficiencies not automatically imputed to counsel)
  • Boyde v. Brown, 404 F.3d 1159 (9th Cir. 2005) (prejudice inquiry when competency is at issue)
  • Bean v. Calderon, 163 F.3d 1073 (9th Cir. 1998) (counsel’s duty to investigate may end when client-directed strategy conflicts)
  • People v. Frierson, 39 Cal.3d 803 (Cal. 1985) (state law governing mental-state defenses at time of trial)
  • Strickland v. Washington, 466 U.S. 668 (1984) (ineffective assistance of counsel standard requiring deficient performance and prejudice)
  • Mickey v. Ayers, 606 F.3d 1223 (9th Cir. 2010) (contextual hostility toward mental-state defenses affects reasonableness of strategy)
  • Buck v. Davis, 137 S. Ct. 759 (2017) (standard for certificate of appealability and what merits encouragement to proceed)
  • Miller-El v. Cockrell, 537 U.S. 322 (2003) (COA standards for reasonable jurist disagreement)

AFFIRMED.

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Case Details

Case Name: David Fierro v. Clark Ducart
Court Name: Court of Appeals for the Ninth Circuit
Date Published: Sep 18, 2017
Docket Number: 14-56356
Court Abbreviation: 9th Cir.