Darrin Black v. Rick Haselton
663 F. App'x 573
| 9th Cir. | 2016Background
- Plaintiffs sued three Oregon Court of Appeals judges, the Oregon Supreme Court justices, and a county circuit court clerk in their official capacities, challenging state appellate action that vacated trial-court judgments previously entered in Plaintiffs’ favor.
- Plaintiffs alleged violations of the Due Process and Takings Clauses and sought a declaration that they had constitutionally protected property interests in the trial judgments and that those interests were taken when the appellate court vacated the judgments.
- Plaintiffs also sought a writ of mandamus directing the clerk to reinstate the trial-court judgments nunc pro tunc.
- Defendants moved to dismiss, arguing the Rooker–Feldman doctrine deprived the federal district court of jurisdiction and that Eleventh Amendment and judicial immunity barred the suit; the district court dismissed with prejudice on Rooker–Feldman and judicial immunity grounds.
- The Ninth Circuit affirmed, holding Rooker–Feldman barred the suit as a forbidden de facto appeal and that Eleventh Amendment immunity (noting relief sought was retrospective) prevented the suit from proceeding against state officials in their official capacities.
- The court also held amendment would be futile and denied Plaintiffs’ motion for judicial notice as moot.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether federal court has subject-matter jurisdiction under Rooker–Feldman | The appellate decision violated federal constitutional rights and federal court can hear those claims | Rooker–Feldman bars federal review of state-court judgments and related claims | Rooker–Feldman bars the suit as a de facto appeal of the state-court decision |
| Whether Eleventh Amendment bars suit against state officials in official capacity | Plaintiffs seek relief for constitutional violations by state actors | Eleventh Amendment immunizes the State and its officials from such suits; no waiver or congressional abrogation | Eleventh Amendment immunity applies; suit is essentially against the State |
| Whether Ex parte Young allows prospective relief here | Plaintiffs claim injunction/mandamus remedies suffice to avoid immunity | Relief sought is retrospective (to undo past state-court rulings), so Ex parte Young does not apply | Ex parte Young inapplicable because requested relief is retrospective |
| Whether dismissal with prejudice and denial of leave to amend was appropriate | Plaintiffs could amend to cure defects | Defects (jurisdictional and sovereign immunity) are incurable | Dismissal with prejudice affirmed; amendment would be futile |
Key Cases Cited
- O’Guinn v. Lovelock Corr. Ctr., 502 F.3d 1056 (9th Cir. 2007) (affirmance may be based on any correct ground in the record)
- Exxon Mobil Corp. v. Saudi Basic Indus. Corp., 544 U.S. 280 (2005) (describing Rooker–Feldman doctrine bar to federal review of state-court judgments)
- Henrichs v. Valley View Dev., 474 F.3d 609 (9th Cir. 2007) (Rooker–Feldman bars claims that arise from alleged erroneous state-court judgments)
- Kougasian v. TMSL, Inc., 359 F.3d 1136 (9th Cir. 2004) (de facto appeals via federal suit are barred by Rooker–Feldman)
- Olson Farms v. Barbosa, 134 F.3d 933 (9th Cir. 1998) (Rooker–Feldman bars suit where injury is a state court’s erroneous jurisdictional determination)
- Will v. Mich. Dep’t of State Police, 491 U.S. 58 (1989) (official-capacity suits are treated as suits against the State)
- Hafer v. Melo, 502 U.S. 21 (1991) (distinguishing individual-capacity and official-capacity suits)
- Ex parte Young, 209 U.S. 123 (1908) (allows suits for prospective injunctive relief to end ongoing violations of federal law)
- Seminole Tribe of Fla. v. Florida, 517 U.S. 44 (1996) (limits on Congress’s ability to abrogate state sovereign immunity)
- Carmona v. Carmona, 603 F.3d 1041 (9th Cir. 2010) (standard of review for Rooker–Feldman dismissals)
- Kendall v. Visa U.S.A., Inc., 518 F.3d 1042 (9th Cir. 2008) (leave to amend may be denied as futile when defects cannot be cured)
