Dalpiaz v. Carbon County, Utah
760 F.3d 1126
10th Cir.2014Background
- Bridget Dalpiaz, Carbon County benefits administrator, was injured in an April 2009 car accident and took intermittent/partial leave; returned July 13, 2009 on restricted hours.
- County requested FMLA certification in May 2009; Dalpiaz delayed returning required forms until the county-set deadline of July 10, 2009.
- Supervisor received multiple written reports from coworkers alleging Dalpiaz engaged in physical activities inconsistent with her claimed injury.
- County twice directed Dalpiaz to schedule an independent medical examination (IME); she attempted to schedule but did not obtain a referral or further pursue the IME, and no IME occurred.
- Dalpiaz was suspended with pay August 24, 2009 and discharged September 4, 2009 for five stated reasons: late FMLA forms, failure to schedule IME, dishonesty re: injury, sick-leave abuse, and misuse of county camera.
- Dalpiaz sued under the FMLA (interference theory); the district court granted summary judgment for defendants. On appeal, she challenged only the denial of her FMLA claim; she attempted to argue retaliation but had not pleaded it below.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Dalpiaz pleaded/preserved an FMLA retaliation claim | Dalpiaz argued her complaint alleging interference and factual allegations about pretext sufficed to raise retaliation on appeal | County argued Dalpiaz pleaded only interference and never raised retaliation below, so retaliation is waived | Court held retaliation was waived: complaint and summary-judgment proceedings treated claim as interference only, and Dalpiaz failed to preserve retaliation on appeal |
| Whether the county interfered with Dalpiaz's FMLA rights by suspending/terminating her while on partial FMLA leave | Dalpiaz argued the stated reasons were pretextual and four of five reasons related to her FMLA leave, supporting an inference of interference | County argued it had legitimate, non-FMLA-related reasons (failure to timely complete forms, failure to schedule IME, dishonesty, sick-leave abuse, policy violations) and would have fired her regardless | Court held interference claim fails: even assuming an adverse action while on leave, county met its burden showing it would have dismissed Dalpiaz for non-FMLA reasons (failure to follow directives and credible evidence supporting discipline), so indirect causal link insufficient |
Key Cases Cited
- Doe v. City of Albuquerque, 667 F.3d 1111 (10th Cir. 2012) (standard of review for summary judgment)
- Metzler v. Fed. Home Loan Bank of Topeka, 464 F.3d 1164 (10th Cir. 2006) (distinguishing FMLA interference and retaliation theories)
- Campbell v. Gambro Healthcare, Inc., 478 F.3d 1282 (10th Cir. 2007) (elements of FMLA interference)
- Bones v. Honeywell Int’l, Inc., 366 F.3d 869 (10th Cir. 2004) (employer’s absence-policy enforcement can defeat interference claim)
- Smith v. Diffee Ford-Lincoln-Mercury, Inc., 298 F.3d 955 (10th Cir. 2002) (indirect causal link between FMLA and termination inadequate)
- McBride v. CITGO Petroleum Corp., 281 F.3d 1099 (10th Cir. 2002) (performance issues related to underlying illness can justify termination)
- Kendrick v. Penske Transp. Servs., 220 F.3d 1220 (10th Cir. 2000) (court should not act as a super-personnel department)
