Connelly v. Secretary Pennsylvania Department of Corrections
687 F. App'x 133
3rd Cir.2017Background
- Connelly was convicted in Philadelphia state court of multiple sexual offenses and sentenced to aggregate 85–170 years; he was imprisoned in the Pennsylvania DOC at SCI-Greene.
- In 2013 a records supervisor at SCI-Greene completed an attestation stating the facility did not possess the sentencing orders.
- Connelly sued the DOC Secretary in Greene County court claiming his confinement was illegal under the Thirteenth Amendment and Pennsylvania criminal statutes because no written sentencing order existed; he sought large monetary damages.
- The Secretary removed the case to federal court and moved to dismiss under Federal Rule of Civil Procedure 12(b)(6); the magistrate judge granted dismissal and denied leave to amend.
- The district court relied on documents showing that the trial judge had signed sentencing orders in most cases and that commitment sheets existed; the court found Connelly failed to state a plausible claim and that the Secretary was immune from tort suit.
- Connelly appealed pro se; the Third Circuit summarily affirmed the district court’s dismissal.
Issues
| Issue | Connelly's Argument | Secretary's Argument | Held |
|---|---|---|---|
| Whether confinement implicates the Thirteenth Amendment | Connelly: No written sentencing order, so incarceration is involuntary servitude/illegal | Secretary: Conviction and presumptively valid sentences exist; signed orders/commitments show lawful custody | Court: Thirteenth Amendment not implicated; Connelly failed to plausibly allege illegal confinement |
| Whether absence of a written/signed sentencing order invalidates DOC authority | Connelly: Missing written order (or signature) strips DOC authority to hold him | Secretary: Trial judge signed most orders; commitment sheets and precedent allow continued custody despite minor omissions | Court: Exhibits show signed orders/commitments; omission does not defeat DOC authority |
| Whether Connelly can compel criminal prosecution or bring criminal charges | Connelly: Seeks enforcement based on alleged false imprisonment/unlawful restraint | Secretary: Private citizen lacks standing to force criminal prosecution | Court: Private citizen has no judicially cognizable interest in initiating prosecution; claim dismissed |
| Whether Secretary is liable for intentional torts/FTCA relief | Connelly: Seeks damages for false imprisonment and unlawful restraint | Secretary: Commonwealth employees enjoy immunity from tort claims; Secretary immune here | Court: Secretary immune; dismissal without leave to amend was proper |
Key Cases Cited
- Kaymark v. Bank of Am., N.A., 783 F.3d 168 (3d Cir. 2015) (standard of review for Rule 12(b)(6) dismissal)
- Ashcroft v. Iqbal, 556 U.S. 662 (2009) (plausibility standard for pleadings)
- Bell Atl. Corp. v. Twombly, 550 U.S. 544 (2007) (pleading must state a plausible claim)
- Pension Benefit Guar. Corp. v. White Consol. Indus., Inc., 998 F.2d 1192 (3d Cir. 1993) (courts may consider undisputed authentic documents attached to a motion to dismiss)
- Tourscher v. McCullough, 184 F.3d 236 (3d Cir. 1999) (Thirteenth Amendment not implicated where incarceration follows a presumptively valid judgment)
- Omasta v. Wainwright, 696 F.2d 1304 (11th Cir. 1983) (same principle regarding prisoners and involuntary servitude)
- Joseph v. Glunt, 96 A.3d 365 (Pa. Super. Ct. 2014) (DOC retains authority to detain despite absence of a written sentencing order)
- Linda R.S. v. Richard D., 410 U.S. 614 (1973) (private citizen lacks standing to compel criminal prosecution)
- Wilson v. Marrow, 917 A.2d 357 (Pa. Commw. Ct. 2007) (Commonwealth employees immune from certain intentional tort claims)
- Grayson v. Mayview State Hosp., 293 F.3d 103 (3d Cir. 2002) (dismissal without leave to amend appropriate where amendment would be futile)
- Evans v. Sec’y Pa. Dep’t of Corr., 645 F.3d 650 (3d Cir. 2011) (omission of sentencing judge’s signature on commitment sheet does not necessarily deprive document of legal effect)
