Commonwealth v. Williams
619 Pa. 219
R.I.2013Background
- Appellee was convicted of first-degree murder and abuse of a corpse for killing his wife and received a death sentence after a penalty-phase verdict finding one aggravator outweighed two mitigators.
- Post-sentence, appellee filed a PCRA petition alleging he is mentally retarded under Atkins v. Virginia and Miller; the PCRA court held an evidentiary hearing focused on that claim and vacated the death sentence, imposing life imprisonment.
- Commonwealth appealed, arguing the record contains abundant evidence of appellee’s adaptive functioning deficits and that he does not meet the Atkins/Miller definition of mental retardation.
- The Pennsylvania Supreme Court reviews the PCRA court’s determination under a mixed question standard: factual findings supported by substantial evidence and legal conclusions not clearly erroneous.
- Seven appellee experts and two Commonwealth experts testified; the PCRA court found appellee’s IQ between 70 and 75 and significant adaptive deficits present before age 18, satisfying Miller’s three-prong test for mental retardation.
- The Commonwealth asserted the court erred in relying on childhood IQ scores and in weighing adaptive-deficit evidence; the court’s credibility determinations and the weight given to expert testimony were upheld on collateral review.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Is the PCRA court’s finding of mental retardation supported by substantial evidence? | Commonwealth argues evidence shows no significant adaptive deficits and appellee is not mentally retarded. | Appellee's experts credibly establish limited intellectual functioning and significant adaptive deficits present before age 18. | Yes; finding supported by substantial evidence. |
| Are the childhood IQ scores reliable for Miller prong three? | Childhood tests are unreliable, not comparable, biased, and should be excluded. | Childhood scores are valid evidence under Miller and remaining records show retardation. | Childhood IQ scores properly considered. |
| Did appellee demonstrate significant adaptive deficits under Miller’s prong two? | Commonwealth contends adaptive deficits were not substantial or pervasive. | Multiple experts document deficits across DSM-IV/AAMR domains and lay witnesses corroborate functional impairments. | Yes; significant adaptive deficits established by preponderance of the evidence. |
| Did Miller’s third prong (onset before 18) occur prior to 18 for appellee? | Some expert testimony disputes early onset; reliability of childhood data contested. | Evidence shows impairments and testing consistently indicate onset before 18. | Yes; onset before age 18 established by the record. |
| Did the PCRA court properly credit appellee’s experts over the Commonwealth’s experts? | PCRA court erred in weighting Commonwealth’s credentials over appellee’s credibility. | PCRA court’s credibility determinations are binding if supported by substantial evidence. | Yes; credibility and weight properly assigned to appellee’s experts. |
Key Cases Cited
- Atkins v. Virginia, 536 U.S. 304 (U.S. 2002) ( condemns execution of mentally retarded; framework adopted in Miller)
- Commonwealth v. Miller, 888 A.2d 624 (Pa. 2005) (test for mental retardation under DSM-IV/AAMR; Miller three-prong framework)
- Commonwealth v. Crawley, 924 A.2d 612 (Pa. 2007) (standard of review for Atkins claims; substantial evidence review)
- Commonwealth v. Sanchez, 614 Pa. 1, 36 A.3d 24 (Pa. 2011) (procedural framework for Atkins on collateral review; burden on defense)
- Commonwealth v. DeJesus, Pa. - , 58 A.3d 62 (Pa. 2012) (confirms burden and Briseno considerations on collateral review)
- Ex parte Briseno, 135 S.W.3d 1 (Tex. Crim. App. 2004) (factors relevant to adaptive functioning considerations)
