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Commonwealth v. Spotz, M., Aplt
734 CAP
Pa.
Oct 18, 2017
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Background

  • Mark Spotz was convicted and sentenced to death in Schuylkill and Cumberland Counties in 1996; direct appeals and certiorari were denied, rendering his judgments final in 1999–2003.
  • Spotz filed facially untimely PCRA petitions on June 16, 2016 asserting that Johnson v. United States and Welch v. United States created a newly-recognized constitutional right that makes his petitions timely under 42 Pa.C.S. § 9545(b)(1)(iii).
  • Johnson invalidated the Armed Career Criminal Act’s “residual clause” as void-for-vagueness; Welch held Johnson announced a new substantive rule that applies retroactively on collateral review.
  • Spotz argued the federal residual clause is substantively identical to Pennsylvania’s § 9711(d)(9) death-penalty aggravator, so Johnson/Welch should render his claims timely.
  • Commonwealth and trial courts rejected Spotz’s argument, reasoning Johnson/Welch only invalidated a federal statute and did not establish a right that had already been held to apply retroactively to state § 9711(d)(9).
  • The Supreme Court of Pennsylvania affirmed dismissal: Spotz failed to satisfy the PCRA’s newly-recognized-constitutional-right exception, so courts lacked jurisdiction to consider the merits.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether Johnson/Welch satisfy the PCRA newly-recognized-constitutional-right exception to the one-year time bar Spotz: Johnson/Welch announced a new constitutional rule that, because it mirrors § 9711(d)(9), makes his petitions timely under § 9545(b)(1)(iii) Commonwealth: Johnson/Welch invalidate a federal statute only; no new right has been held to apply retroactively to Spotz’s state sentencing provision Court: No — Johnson/Welch do not establish a right that has been recognized as retroactive for Spotz’s state-law aggravator; petitions untimely and jurisdiction lacking
Whether the similarity between the federal residual clause and § 9711(d)(9) makes Johnson’s rule applicable to state death-penalty sentencing Spotz: The clauses are substantively similar so Johnson’s void-for-vagueness holding should extend to § 9711(d)(9) Commonwealth: Any substantive extension to state law is a merits question and cannot be reached absent jurisdiction; existing Pennsylvania precedent upholds (d)(9) Court: Declined to decide on the merits for lack of jurisdiction; noted prior Pennsylvania cases uphold (d)(9)

Key Cases Cited

  • Johnson v. United States, 135 S. Ct. 2551 (2015) (held ACCA “residual clause” void-for-vagueness)
  • Welch v. United States, 136 S. Ct. 1257 (2016) (held Johnson announced a new substantive rule that applies retroactively)
  • Abdul‑Salaam v. Horn, 812 A.2d 497 (Pa. 2002) (interpretation of § 9545(b)(1)(iii) requiring the right have been held retroactive when petition filed)
  • Commonwealth v. Robinson, 139 A.3d 178 (Pa. 2016) (PCRA one-year time bar is jurisdictional)
  • Commonwealth v. Fahy, 737 A.2d 214 (Pa. 1999) (statutory time bar limits court power to adjudicate untimely petitions)
  • Schriro v. Summerlin, 542 U.S. 348 (2004) (distinguishes substantive rules that apply retroactively)
  • Teague v. Lane, 489 U.S. 288 (1989) (framework for retroactivity of new constitutional rules)
  • Commonwealth v. Williams, 863 A.2d 505 (Pa. 2004) (Pennsylvania precedent upholding (d)(9) against vagueness challenges)
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Case Details

Case Name: Commonwealth v. Spotz, M., Aplt
Court Name: Supreme Court of Pennsylvania
Date Published: Oct 18, 2017
Docket Number: 734 CAP
Court Abbreviation: Pa.