Commonwealth v. Spotz, M., Aplt
734 CAP
Pa.Oct 18, 2017Background
- Mark Spotz was convicted and sentenced to death in Schuylkill and Cumberland Counties in 1996; direct appeals and certiorari were denied, rendering his judgments final in 1999–2003.
- Spotz filed facially untimely PCRA petitions on June 16, 2016 asserting that Johnson v. United States and Welch v. United States created a newly-recognized constitutional right that makes his petitions timely under 42 Pa.C.S. § 9545(b)(1)(iii).
- Johnson invalidated the Armed Career Criminal Act’s “residual clause” as void-for-vagueness; Welch held Johnson announced a new substantive rule that applies retroactively on collateral review.
- Spotz argued the federal residual clause is substantively identical to Pennsylvania’s § 9711(d)(9) death-penalty aggravator, so Johnson/Welch should render his claims timely.
- Commonwealth and trial courts rejected Spotz’s argument, reasoning Johnson/Welch only invalidated a federal statute and did not establish a right that had already been held to apply retroactively to state § 9711(d)(9).
- The Supreme Court of Pennsylvania affirmed dismissal: Spotz failed to satisfy the PCRA’s newly-recognized-constitutional-right exception, so courts lacked jurisdiction to consider the merits.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Johnson/Welch satisfy the PCRA newly-recognized-constitutional-right exception to the one-year time bar | Spotz: Johnson/Welch announced a new constitutional rule that, because it mirrors § 9711(d)(9), makes his petitions timely under § 9545(b)(1)(iii) | Commonwealth: Johnson/Welch invalidate a federal statute only; no new right has been held to apply retroactively to Spotz’s state sentencing provision | Court: No — Johnson/Welch do not establish a right that has been recognized as retroactive for Spotz’s state-law aggravator; petitions untimely and jurisdiction lacking |
| Whether the similarity between the federal residual clause and § 9711(d)(9) makes Johnson’s rule applicable to state death-penalty sentencing | Spotz: The clauses are substantively similar so Johnson’s void-for-vagueness holding should extend to § 9711(d)(9) | Commonwealth: Any substantive extension to state law is a merits question and cannot be reached absent jurisdiction; existing Pennsylvania precedent upholds (d)(9) | Court: Declined to decide on the merits for lack of jurisdiction; noted prior Pennsylvania cases uphold (d)(9) |
Key Cases Cited
- Johnson v. United States, 135 S. Ct. 2551 (2015) (held ACCA “residual clause” void-for-vagueness)
- Welch v. United States, 136 S. Ct. 1257 (2016) (held Johnson announced a new substantive rule that applies retroactively)
- Abdul‑Salaam v. Horn, 812 A.2d 497 (Pa. 2002) (interpretation of § 9545(b)(1)(iii) requiring the right have been held retroactive when petition filed)
- Commonwealth v. Robinson, 139 A.3d 178 (Pa. 2016) (PCRA one-year time bar is jurisdictional)
- Commonwealth v. Fahy, 737 A.2d 214 (Pa. 1999) (statutory time bar limits court power to adjudicate untimely petitions)
- Schriro v. Summerlin, 542 U.S. 348 (2004) (distinguishes substantive rules that apply retroactively)
- Teague v. Lane, 489 U.S. 288 (1989) (framework for retroactivity of new constitutional rules)
- Commonwealth v. Williams, 863 A.2d 505 (Pa. 2004) (Pennsylvania precedent upholding (d)(9) against vagueness challenges)
