Commonwealth v. Lopes
944 N.E.2d 999
Mass.2011Background
- Lopes was arrested for OUI and negligent operation after driving in reverse toward oncoming traffic and failing standard field sobriety tests.
- At the police station, a breathalyzer consent form notified Lopes of his right under § 5A to an independent medical examination; Lopes consented to a breath test.
- The breathalyzer showed a blood alcohol content of .25%, and the results were admitted at trial along with the consent form in full.
- Lopes’ attorney objected to unrevealed redaction of the § 5A language, arguing it could imply guilt and violate art. 12.
- The trial court admitted the form without redaction, determined prerequisites for admissibility were met, and the jury found Lopes guilty.
- On appeal, the court held that the § 5A notification is not self-incrimination, but acknowledged redaction would have been better practice; the error was nonprejudicial, and convictions affirmed.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Does admitting the § 5A notification violate art. 12? | Lopes argues the notice is compelled and implies guilt, violating art. 12. | Lopes contends the language is advisory, not compelled, and not testimonial. | No violation; notification is advisory and not a compelled or testimonial admission. |
| Was the form’s § 5A language relevant to any issue for the jury? | The language could cue guilt and affect credibility. | The language has no bearing on the offense elements or blood test credibility. | Not relevant to elements or weight; redaction would have been better but was nonprejudicial. |
| Should the court have redacted the § 5A language before trial? | Redaction is required to avoid implying guilt. | The language is admissible as a predicate regarding admissibility. | Redaction would have been appropriate; failure was nonprejudicial. |
| Issues of admissibility vs. jury fact-finding—who decides the breathalyzer predicate? | Matters of admissibility should be determined by the judge. | Some probative issues may be weighed by the jury. | Admissibility is a judicial question; jury should not determine predicate facts. |
| Did the lack of redaction affect the weight or credibility of the breathalyzer evidence? | Nonredacted language could undermine reliability. | Evidence of BAC is independent; language does not affect reliability. | Nonprejudicial error; convictions affirmed. |
Key Cases Cited
- Commonwealth v. Barbeau, 411 Mass. 782 (Mass. 1992) (breathalyzer admissibility and foundational concerns)
- Commonwealth v. Conkey, 430 Mass. 139 (Mass. 1999) (refusal to submit to fingerprint test inadmissible; art. 12 considerations)
- Commonwealth v. Hinckley, 422 Mass. 261 (Mass. 1996) (refusal to turn over evidence improper; art. 12 considerations)
- Commonwealth v. Lydon, 413 Mass. 309 (Mass. 1992) (refusal to allow hand swabbing inadmissible; art. 12 considerations)
- Commonwealth v. Rosewarne, 410 Mass. 53 (Mass. 1991) (§ 5A rights background; not required to transport for examination)
- Opinion of the Justices, 412 Mass. 1201 (Mass. 1992) (advisory opinion on admissibility of refusal to consent to breathalyzer)
- Commonwealth v. Brennan, 386 Mass. 772 (Mass. 1982) (art. 12 protection against compelled testimonial evidence)
- Commonwealth v. McGrail, 419 Mass. 774 (Mass. 1995) (art. 12 scope: protects against compelled testimonial communications)
