2 N.E.3d 869
Mass.2014Background
- Defendant convicted of rape of a child after a second trial following mistrial.
- Defendant sought pretrial production of complainant’s psychological records under Mass. R. Crim. P. 17(a)(2).
- Motion denied; Appeals Court affirmed; Supreme Judicial Court granted further appellate review and remanded.
- Records contemplated were in the custody of the complainant’s psychologist; psychologist had disclosed to police the complainant’s statements about the incident.
- Court applies Dwyer/Lampron protocol for evaluating privileged-record production and requires a particularized showing of relevance.
- Remand instructed: defense to have access to records for evaluating whether pretrial production would have affected fairness; defendants may later file relief motion.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Dwyer protocol governs pretrial production of third-party records | Commonwealth argues protocol applies and requires proper showing. | La-broad contends protocol limits access to privileged records absent showing. | Yes; protocol governs production analysis. |
| Whether the defendant’s showing satisfied Dwyer’s threshold that records have rational relevance | Commonwealth contends alleged disclosures to psychologist are relevant to defense. | La-broad asserts insufficient particularity and relevance. | Defendant’s showing met the particularized standard for records of the disclosure. |
| Whether records relating to the complainant’s report of sexual assault meet Dwyer’s requirements | Commonwealth argues disclosures about the assault are material. | La-broad argues broad or speculative relevance is insufficient. | Yes; records tied to the complainant’s specific disclosure are admissible to impeachment/substantive purposes. |
| Whether the denial of production was reversible error requiring remand | Commonwealth asserts error unresolved without access to records. | La-broad argues record access not essential for appellate review. | Remand for proceedings consistent with Dwyer; defense may obtain documents for fairness assessment. |
Key Cases Cited
- Commonwealth v. Dwyer, 448 Mass. 122 (2006) (outlines Dwyer protocol for pretrial production and good-cause requirements)
- Commonwealth v. Lampron, 441 Mass. 265 (2004) (special-protection framework for privileged records under Rule 17(a)(2))
- Commonwealth v. Bourgeois, 68 Mass. App. Ct. 433 (2007) (emphasizes particularity required to show relevancy of privileged records)
- Martin v. Commonwealth, 451 Mass. 113 (2008) (specific showing of relevancy supports production)
- Commonwealth v. Pelosi, 441 Mass. 257 (2004) (Bishop-Fuller protocol reference for appellate consideration of record production)
- Commonwealth v. Oliveira, 431 Mass. 609 (2000) (earlier guidance on privileged-records and appellate review)
- Commonwealth v. Sheehan, 435 Mass. 183 (2001) (contrast on appellate review availability of records)
