Commonwealth v. Harris
103 N.E.3d 769
Mass. App. Ct.2018Background
- Defendant arrested after fleeing police; officers seized a firearm, a white powder later tested as cocaine, and marijuana from his person.
- Suspected cocaine underwent a confirmatory test by Annie Dookhan at the Hinton lab; she later pleaded guilty to evidence tampering and obstruction for lab misconduct.
- Defendant entered a global plea agreement covering this District Court case and two Superior Court cases, receiving concurrent sentences in the District Court and an aggregate committed sentence in a related Superior Court case.
- Five years after pleading guilty, and after learning of Dookhan’s misconduct, defendant moved (amended) to withdraw his guilty pleas in the District Court; the judge denied the motion.
- The judge found that Dookhan’s involvement established egregious government misconduct (conceded), but the defendant failed to show a reasonable probability he would not have pleaded guilty had he known of the misconduct.
- On appeal, defendant argued the judge abused discretion (1) by finding no reasonable probability he would have gone to trial and (2) by applying the wrong burden; the court affirmed the denial.
Issues
| Issue | Defendant's Argument | Commonwealth's Argument | Held |
|---|---|---|---|
| Was Dookhan’s misconduct sufficient to vacate pleas? | Misconduct undermines the cocaine evidence and so would have led him not to plead. | Dookhan’s involvement establishes egregious misconduct, but defendant must still show reasonable probability he would not have pled. | Misconduct established, but defendant failed to show reasonable probability he would not have pleaded. |
| Did the judge properly apply the Scott standard (burden of proof)? | Judge adopted Commonwealth memo and thus misapplied the burden. | Judge applied the settled Scott standard requiring demonstration of reasonable probability. | Judge applied correct standard; no misapplication. |
| Would Dookhan’s misconduct have materially influenced plea decision (effect on evidence)? | Her role as confirmatory chemist would have undercut the cocaine charge’s factual basis. | Other independent evidence (primary chemist, positive field test, seizures from person, strong non‑cocaine evidence) undermines that claim. | Even if Dookhan’s role weakened the cocaine charge, other evidence and plea benefits made it unlikely defendant would refuse the global deal. |
| Does allowance of new trial in related 2008 Superior Court case compel relief here? | Prior allowance suggests similar relief should follow. | The 2008 case differed: Dookhan was the primary chemist there; motions decided separately. | The earlier allowance does not make this result inconsistent; circumstances differed. |
Key Cases Cited
- Commonwealth v. Scott, 467 Mass. 336 (2014) (establishes conclusive presumption of egregious lab misconduct and requires showing reasonable probability plea was affected)
- Commonwealth v. Furr, 454 Mass. 101 (2009) (motions to withdraw plea treated as motions for new trial)
- Commonwealth v. Acevedo, 446 Mass. 435 (2006) (standard of review for denial of motion to withdraw plea/abuse of discretion inquiry)
- Commonwealth v. Grace, 397 Mass. 303 (1986) (abuse of discretion standard quoted for trial rulings)
- Commonwealth v. Antone, 90 Mass. App. Ct. 810 (2017) (primary chemist’s test may be admissible even if confirmatory test is tainted)
- Commonwealth v. Marte, 84 Mass. App. Ct. 136 (2013) (presumptively positive field test, properly founded, can be persuasive evidence)
- Commonwealth v. Warren, 475 Mass. 530 (2016) (search/seizure precedent relied on by defendant but decided after plea)
- Commonwealth v. Meneus, 476 Mass. 231 (2017) (search/seizure precedent relied on by defendant but decided after plea)
