Commonwealth v. Greineder
464 Mass. 580
| Mass. | 2013Background
- The case returned to this court after the U.S. Supreme Court vacated and remanded Greineder to consider Williams v. Illinois.
- Massachusetts had previously admitted Dr. Cotton’s expert opinion linking the defendant’s DNA to the crime scene, though some data underlying that opinion was admitted in error.
- Massachusetts law allows expert opinions based on independently admissible facts not in evidence, but bars direct examination from reciting hearsay basis data.
- Williams analyzed the admissibility of basis evidence for an expert's independent opinion, with five justices differing on the rationale.
- The court held Williams does not require changing Massachusetts’ bifurcated rule admitting opinion but excluding its hearsay basis on direct examination.
- The court ultimately affirmed the conviction, finding Dr. Cotton’s opinion properly admitted and the hearsay-based testimony on the underlying data was admitted in error but not prejudicial.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Confrontation rights and expert basis evidence | Greineder argues Williams undermines the basis-evidence rule harming confrontation. | Cotton argues the basis data should be admissible to explain the opinion under Williams and related precedents. | Williams does not undermine the bifurcated rule; opinion allowed, basis hearsay excluded. |
| Bifurcation of opinion and basis | Defense contends the two elements are inseparable in DNA analysis. | Commonwealth maintains separate admissibility for opinion with hearsay basis excluded on direct examination. | Bifurcation is valid; opinion admissible while basis evidence is excluded on direct examination. |
| Impact of Williams on Massachusetts evidentiary rules | Williams purportedly requires treating underlying DNA basis evidence as non-admissible. | Massachusetts rules provide greater protection and are not controlled by Williams. | Williams does not require altering Massachusetts’ evidentiary approach; rules remain protective. |
| Harmless error and prejudice | Admission of the hearsay basis on direct examination could prejudice the defendant. | Defense used the data in cross-examination to challenge reliability; any error was harmless. | Error was harmless beyond a reasonable doubt; conviction affirmed. |
Key Cases Cited
- Williams v. Illinois, 132 S. Ct. 2221 (2012) (basis evidence admissible under some theories; plurality opinions differ)
- Bullcoming v. New Mexico, 131 S. Ct. 2705 (2011) (surrogate testimony cannot admit non-testifying analyst data)
- Nardi, 452 Mass. 379 (2008) (autopsy findings and confrontation; independent basis admissible)
- Barbosa, 457 Mass. 773 (2010) (DNA analysis; distinction between opinion and underlying data)
- Munoz, 461 Mass. 126 (2011) (independent opinion based on non-admitted data; Bullcoming distinction)
- McNickles, 434 Mass. 839 (2001) (hearsay basis of expert data on cross-examination)
- Avila, 454 Mass. 744 (2009) (evidentiary rules safeguarding confrontation rights)
- Melendez-Diaz v. Massachusetts, 557 U.S. 305 (2009) (confrontation principles in forensic evidence)
