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Commonwealth v. Figueroa
29 A.3d 1177
Pa. Super. Ct.
2011
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Background

  • Appellant Josue R. Figueroa was convicted of rape and related offenses in 1988 for an assault on a 16-year-old female; the offenses occurred in 1987.
  • Appellant filed a pro se PCRA petition on October 12, 2010 seeking post-conviction relief from the 1988 judgment.
  • The PCRA court treated the petition as a second PCRA petition and did not appoint counsel.
  • Appellant stated he did not want counsel and wished to proceed pro se, prompting questions about a Grazier colloquy.
  • The Superior Court remanded for a Grazier colloquy to determine whether Appellant knowingly and intelligently waived the right to counsel, and indicated appointment of counsel unless Appellant waived that waiver.
  • If Appellant proceeds pro se, the court would proceed under the first-petition rules; if he waives, counsel must be appointed and an amended petition may be filed.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether the PCRA court erred in treating the petition as a second PCRA petition Figueroa Commonwealth Yes; court erred by treating as second petition and denying counsel
Whether a Grazier colloquy was required given Appellant's pro se stance Figueroa Commonwealth Yes; remanded for Grazier colloquy to determine intent to proceed pro se
Whether counsel should have been appointed initially Figueroa Commonwealth Yes; appointment of counsel required unless pro se waiver is knowingly and intelligently made
Whether Appellant’s waiver to counsel, if any, was valid Figueroa Commonwealth Remand to conduct proper Grazier colloquy to assess validity of waiver
What is the appropriate procedural path if Appellant waives counsel Figueroa Commonwealth If waived, trial court must certify transcript of Grazier proceeding; otherwise appoint counsel and file amended petition

Key Cases Cited

  • Commonwealth v. Grazier, 552 Pa. 9, 713 A.2d 81 (Pa. 1998) (Grazier colloquy required for pro se PCRA petitions to verify knowing, intelligent waiver of counsel)
  • Commonwealth v. Robinson, 970 A.2d 455 (Pa.Super.2009) (en banc; requires Grazier colloquy when pro se waiver is asserted in PCRA proceedings)
  • Commonwealth v. Staton, 12 A.3d 277 (Pa.2010) (addressed right to self-representation on appeal; influence on PCRA self-representation analysis)
  • Commonwealth v. Stossel, 17 A.3d 1286 (Pa.Super.2011) (confirms need for Grazier colloquy despite pro se indication on DC-198 form)
Read the full case

Case Details

Case Name: Commonwealth v. Figueroa
Court Name: Superior Court of Pennsylvania
Date Published: Oct 3, 2011
Citation: 29 A.3d 1177
Docket Number: 168 EDA 2011
Court Abbreviation: Pa. Super. Ct.