Commonwealth v. Canty
466 Mass. 535
| Mass. | 2013Background
- In March 2009 Officer Bulman observed erratic driving, followed the vehicle, and after a delayed stop smelled alcohol, saw bloodshot eyes, and noted the driver (defendant) stumbled and performed poorly on field sobriety tests; a half-empty bottle of brandy was later found in the vehicle.
- Defendant was tried by jury on OUI (G. L. c. 90, § 24(1)(a)(1)) and negligent operation charges, convicted, and later pleaded guilty to multiple related indictments including one alleged to charge operating after suspension while OUI (G. L. c. 90, § 23).
- Pretrial the defendant sought to exclude officer opinions that he was intoxicated or impaired; the judge allowed lay opinion testimony as to sobriety but reserved jury instruction that the jury decide the ultimate issue.
- At trial one officer testified his opinion that the defendant’s “ability to drive was diminished,” and another testified the defendant was “probably impaired.” Defendant preserved the evidentiary objection for appeal.
- Defendant moved to vacate his guilty plea to the first indictment, arguing that the indictment failed to allege the essential element that the license suspension resulted from a prior OUI, so it did not charge a crime; the judge denied the motion and the defendant appealed.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Admissibility of officer opinion testimony on sobriety/impairment | Commonwealth: lay officers may testify to observed sobriety and opinions about intoxication | Canty: officer opinions that ability to drive was diminished or he was "probably impaired" improperly opine on guilt/ultimate issue | Officers may give lay opinions about sobriety/intoxication but may not opine that alcohol diminished ability to operate a vehicle (i.e., impairment of driving ability); one officer’s testimony that ability to drive was diminished was erroneously admitted, but another saying "probably impaired" was admissible as sobriety opinion and error was harmless |
| Validity of guilty plea to an indictment omitting an element (license suspension reason) | Commonwealth: indictment captioned statute and other counts gave fair notice; omission does not require dismissal if defendant had notice and understood plea | Canty: indictment failed to allege that suspension was for a prior OUI, so it did not charge the § 23 offense and plea must be vacated | Indictment sufficiently charged the § 23 (fourth paragraph) offense for fair notice; defendant failed to show he did not understand the charge when pleading guilty; plea not vacated |
Key Cases Cited
- Edwards v. Worcester, 172 Mass. 104 (1898) (historical recognition that lay witnesses may testify to intoxication)
- Holton v. Boston Elevated Ry. Co., 303 Mass. 242 (1939) (principal objective symptoms of intoxication are well known; lay opinions admissible)
- Commonwealth v. Jones, 464 Mass. 16 (2012) (police may testify to apparent intoxication but not opine on ultimate question of operating while under the influence)
- Commonwealth v. Hamilton, 459 Mass. 422 (2011) (no witness may testify as to a defendant’s guilt or innocence)
- Commonwealth v. Fernandes, 430 Mass. 517 (1999) (indictment need not plead every element if it gives fair notice of the charge)
