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100 N.E.3d 786
Mass. App. Ct.
2018
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Background

  • Defendant convicted by jury in Boston Municipal Court of assault and battery on a pregnant person (Apr 13, 2016); acquitted on witness intimidation.
  • Sentencing was delayed for over six months; judge ultimately sentenced defendant to 3 months in a house of correction, suspended for six months, and ordered the sentence nunc pro tunc to the conviction date.
  • The nunc pro tunc order effectively made the probation period coincide with the pre-sentencing period during which the defendant had been on bail and subject only to release conditions.
  • Commonwealth moved to revise and revoke the sentence as illegal; the trial judge denied the motion and explained he intended the nunc pro tunc entry to reflect the sentence he would have imposed at conviction.
  • Appeals court concluded the nunc pro tunc probationary disposition was not lawful because it imposed probation retroactively without court supervisory oversight and thus was not an authorized form of punishment under the governing statutes; sentence vacated and case remanded for resentencing.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether a sentence ordering probation nunc pro tunc to the date of conviction is lawful Commonwealth: nunc pro tunc probation created an illusory sentence and was illegal Judge/Defendant: nunc pro tunc merely memorialized the sentence the court would have imposed at conviction Nunc pro tunc probation that retroactively places the defendant "on probation" without court supervision is not lawful and renders the sentence illegal
Whether a continuance or pre-sentencing bail conditions can substitute for probation supervision Commonwealth: pre-sentencing conditions are not probation; lack supervisory element Defendant: delay not attributable to defendant; nunc pro tunc corrects record to reflect intended disposition Continuing a case or pre-sentence release conditions are not equivalent to probation because they lack statutory supervisory elements
Whether an illegal sentence can stand when it is intended to reflect what the court would have done earlier Commonwealth: intent cannot validate an unlawful sentence Judge/Defendant: nunc pro tunc used to prevent injustice from delay A judge’s intent does not cure a sentence that is not authorized by statute; illegality invalidates the sentence
Remedy for an illegal probationary sentence entered nunc pro tunc Commonwealth: sentence must be vacated and remanded for resentencing Defendant: denial of motion to revise/revoke was appropriate Order denying motion to revise/revoke reversed; sentence vacated and case remanded for resentencing

Key Cases Cited

  • Commonwealth v. McGuinness, 421 Mass. 472 (definition of illegal sentence)
  • Commonwealth v. Shea, 46 Mass. App. Ct. 196 (judicial sentencing latitude)
  • Commonwealth v. Goodwin, 414 Mass. 88 (framework for individualized sentence)
  • Commonwealth v. Taylor, 428 Mass. 623 (continuance is not equivalent to probation)
  • Commonwealth v. Wilcox, 446 Mass. 61 (probation’s rehabilitative purpose and need for supervision)
  • Commonwealth v. Rotonda, 434 Mass. 211 (administrative supervision as a form of probation)
  • Commonwealth v. Walters, 479 Mass. 277 (nunc pro tunc used to reflect events that actually occurred)
  • Commonwealth v. Lapointe, 435 Mass. 455 (goals of probation)
Read the full case

Case Details

Case Name: Commonwealth v. Asase
Court Name: Massachusetts Appeals Court
Date Published: Jun 7, 2018
Citations: 100 N.E.3d 786; 93 Mass. App. Ct. 356; No. 17–P–247
Docket Number: No. 17–P–247
Court Abbreviation: Mass. App. Ct.
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    Commonwealth v. Asase, 100 N.E.3d 786