113 N.E.3d 317
Mass.2018Background
- In April 2011 Jose Lobo was shot and killed on a Brockton porch; surveillance video showed two people approach, reach toward their waistbands, then flee. A witness (Silva) later identified Andrade running from the scene holding a revolver. A hat found at the scene contained DNA consistent with Andrade.
- Andrade initially admitted being a passenger in an SUV that stopped near the gathering but denied being present at the time of the shooting; he left the country shortly after and was indicted upon return about a year later.
- At trial, four Commonwealth witnesses claimed memory loss about their grand jury testimony; the judge found three were feigning memory loss and allowed the Commonwealth to present their grand jury testimony as prior inconsistent statements for substantive use.
- The prosecutor read excerpts of grand jury testimony in a question-and-answer form during direct examination rather than reading the transcript verbatim; defense objected only after close of evidence and moved for a required finding of not guilty, arguing the presentation rendered the testimony inadmissible for substantive purposes.
- The judge denied the required‑finding motion, instructed the jury that the grand jury testimony could be considered substantively (and that questions are not evidence), and gave a supplemental instruction during deliberations that deliberate premeditation may be found if the defendant intended to kill someone in a group that included the victim.
- The jury convicted Andrade of first‑degree murder (deliberate premeditation) and unlawful possession of a firearm; Andrade appealed, challenging the admission/presentation of grand jury testimony, supplemental instructions, and sought relief under G. L. c. 278, § 33E.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Admissibility/presentation of grand jury testimony as substantive evidence | Commonwealth: witnesses feigned memory loss; prior grand jury testimony may be admitted substantively if safeguards met | Andrade: prosecutor’s Q&A presentation made the grand jury testimony part of the prosecutor’s leading questions and therefore inadmissible for substantive use; objection was timely enough | Court: method was unconventional but adequate; requirements for substantive admission were met and no miscarriage of justice given lack of timely objection |
| Judge’s consideration of grand jury testimony in ruling on required‑finding motion | Commonwealth: judge properly considered the substantive grand jury testimony when ruling | Andrade: judge erred by relying on improperly presented testimony in denying required‑finding motion | Court: no error; judge permissibly considered the testimony because it was properly admitted substantively |
| Sufficiency/corroboration for prior grand jury testimony (essential elements) | Commonwealth: corroboration present (surveillance video, hat with defendant’s DNA) supporting Silva’s grand jury testimony | Andrade: Silva’s grand jury testimony lacked corroboration and thus should not be used substantively | Court: corroboration requirement satisfied by video and DNA evidence; admission proper |
| Supplemental jury instruction on intent (group liability) | Commonwealth: correct statement of law where evidence permits finding defendant intended to kill someone in the group containing the victim | Andrade: instruction improper because no evidence a group was present on the porch at time of shooting | Court: instruction was a correct statement of law and appropriate given evidence that at least the victim was present; no reversible error |
Key Cases Cited
- Commonwealth v. Neves, 474 Mass. 355 (discussing prior inconsistent statements and admissibility)
- Commonwealth v. Judge, 420 Mass. 433 (noting concerns about testimony that may be indistinguishable from exam questions)
- Commonwealth v. Sineiro, 432 Mass. 735 (setting requirements for admitting grand jury testimony when witness feigns memory loss)
- Commonwealth v. Noble, 417 Mass. 341 (corroboration requirement for prior testimony on essential elements)
- Commonwealth v. Daye, 393 Mass. 55 (foundational rules for prior inconsistent statements)
- Commonwealth v. DePina, 476 Mass. 614 (limitations on confrontation clause where witness feigns memory loss)
- Commonwealth v. Taylor, 463 Mass. 857 (deliberate premeditation may apply when defendant intended to kill someone in the victim’s group)
- Commonwealth v. Van Bell, 455 Mass. 408 (trial judge’s discretion in tailoring supplemental jury instructions)
- Commonwealth v. Robinson, 449 Mass. 1 (instructions on intent and group liability)
- Commonwealth v. McGhee, 472 Mass. 405 (deference to trial judge’s finding of feigned memory loss)
- Commonwealth v. Hicks, 22 Mass. App. Ct. 139 (recommendation to tell jurors to treat supplemental instructions with the main charge)
- Commonwealth v. Conley, 34 Mass. App. Ct. 50 (failure to give Hicks‑style reminder is not reversible error)
