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113 N.E.3d 317
Mass.
2018
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Background

  • In April 2011 Jose Lobo was shot and killed on a Brockton porch; surveillance video showed two people approach, reach toward their waistbands, then flee. A witness (Silva) later identified Andrade running from the scene holding a revolver. A hat found at the scene contained DNA consistent with Andrade.
  • Andrade initially admitted being a passenger in an SUV that stopped near the gathering but denied being present at the time of the shooting; he left the country shortly after and was indicted upon return about a year later.
  • At trial, four Commonwealth witnesses claimed memory loss about their grand jury testimony; the judge found three were feigning memory loss and allowed the Commonwealth to present their grand jury testimony as prior inconsistent statements for substantive use.
  • The prosecutor read excerpts of grand jury testimony in a question-and-answer form during direct examination rather than reading the transcript verbatim; defense objected only after close of evidence and moved for a required finding of not guilty, arguing the presentation rendered the testimony inadmissible for substantive purposes.
  • The judge denied the required‑finding motion, instructed the jury that the grand jury testimony could be considered substantively (and that questions are not evidence), and gave a supplemental instruction during deliberations that deliberate premeditation may be found if the defendant intended to kill someone in a group that included the victim.
  • The jury convicted Andrade of first‑degree murder (deliberate premeditation) and unlawful possession of a firearm; Andrade appealed, challenging the admission/presentation of grand jury testimony, supplemental instructions, and sought relief under G. L. c. 278, § 33E.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Admissibility/presentation of grand jury testimony as substantive evidence Commonwealth: witnesses feigned memory loss; prior grand jury testimony may be admitted substantively if safeguards met Andrade: prosecutor’s Q&A presentation made the grand jury testimony part of the prosecutor’s leading questions and therefore inadmissible for substantive use; objection was timely enough Court: method was unconventional but adequate; requirements for substantive admission were met and no miscarriage of justice given lack of timely objection
Judge’s consideration of grand jury testimony in ruling on required‑finding motion Commonwealth: judge properly considered the substantive grand jury testimony when ruling Andrade: judge erred by relying on improperly presented testimony in denying required‑finding motion Court: no error; judge permissibly considered the testimony because it was properly admitted substantively
Sufficiency/corroboration for prior grand jury testimony (essential elements) Commonwealth: corroboration present (surveillance video, hat with defendant’s DNA) supporting Silva’s grand jury testimony Andrade: Silva’s grand jury testimony lacked corroboration and thus should not be used substantively Court: corroboration requirement satisfied by video and DNA evidence; admission proper
Supplemental jury instruction on intent (group liability) Commonwealth: correct statement of law where evidence permits finding defendant intended to kill someone in the group containing the victim Andrade: instruction improper because no evidence a group was present on the porch at time of shooting Court: instruction was a correct statement of law and appropriate given evidence that at least the victim was present; no reversible error

Key Cases Cited

  • Commonwealth v. Neves, 474 Mass. 355 (discussing prior inconsistent statements and admissibility)
  • Commonwealth v. Judge, 420 Mass. 433 (noting concerns about testimony that may be indistinguishable from exam questions)
  • Commonwealth v. Sineiro, 432 Mass. 735 (setting requirements for admitting grand jury testimony when witness feigns memory loss)
  • Commonwealth v. Noble, 417 Mass. 341 (corroboration requirement for prior testimony on essential elements)
  • Commonwealth v. Daye, 393 Mass. 55 (foundational rules for prior inconsistent statements)
  • Commonwealth v. DePina, 476 Mass. 614 (limitations on confrontation clause where witness feigns memory loss)
  • Commonwealth v. Taylor, 463 Mass. 857 (deliberate premeditation may apply when defendant intended to kill someone in the victim’s group)
  • Commonwealth v. Van Bell, 455 Mass. 408 (trial judge’s discretion in tailoring supplemental jury instructions)
  • Commonwealth v. Robinson, 449 Mass. 1 (instructions on intent and group liability)
  • Commonwealth v. McGhee, 472 Mass. 405 (deference to trial judge’s finding of feigned memory loss)
  • Commonwealth v. Hicks, 22 Mass. App. Ct. 139 (recommendation to tell jurors to treat supplemental instructions with the main charge)
  • Commonwealth v. Conley, 34 Mass. App. Ct. 50 (failure to give Hicks‑style reminder is not reversible error)
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Case Details

Case Name: Commonwealth v. Andrade
Court Name: Massachusetts Supreme Judicial Court
Date Published: Dec 21, 2018
Citations: 113 N.E.3d 317; 481 Mass. 139; SJC 12088
Docket Number: SJC 12088
Court Abbreviation: Mass.
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    Commonwealth v. Andrade, 113 N.E.3d 317