Com. v. Vaughn, A.
2179 MDA 2015
Pa. Super. Ct.Oct 28, 2016Background
- On Feb. 12, 2013 a confidential informant (C.I.) bought three bags of heroin from Alphonso Vaughn at his residence; a follow-up purchase of 50 bags was arranged for Feb. 13. The Feb. 12 sale formed the basis for a search warrant executed Feb. 13.
- During execution of the warrant, Vaughn resisted, was tasered, and admitted he had heroin; police recovered 62 bags of heroin and $258 (including prerecorded buy money) from his person.
- Vaughn was charged with PWID, conspiracy to commit PWID, simple possession, possession of paraphernalia, and resisting arrest. At the preliminary hearing a detective testified about the Feb. 12 transaction but the C.I. did not testify.
- Commonwealth moved to amend the information to substitute a PWID count tied to the Feb. 12 sale (previously not charged). The court granted the amendment, allowed admission of the C.I.’s testimony, and granted a 21‑day continuance (Vaughn later had ~482 days before the retrial).
- Vaughn represented himself at two trials; convicted both times. This Court previously vacated the first sentence for a deficient waiver colloquy; after the second trial Vaughn received an aggregate 110–300 month sentence and appealed, raising two issues about the amendment and Rule 404(b) notice.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether trial court erred in permitting Commonwealth to amend the information to add PWID based on Feb. 12 sale | Commonwealth: amendment was proper under Pa.R.Crim.P. 564 because it did not charge a different offense and notice/support existed | Vaughn: amendment changed factual scenario, added new facts (requiring C.I. testimony), prejudiced his defense and deprived time to investigate | Court: amendment proper; no prejudice—same factual scenario, facts were developed at preliminary hearing, Vaughn had adequate time to prepare |
| Whether admission of C.I. testimony constituted improper Pa.R.E. 404(b) propensity evidence without reasonable notice | Commonwealth: C.I. testimony related to a charged crime (Feb. 12 sale) not extrinsic bad-act evidence; reasonable notice was provided | Vaughn: C.I. testimony was other-act evidence admitted without required Rule 404(b) notice because identity/statements were previously withheld | Court: C.I. testimony was not improper 404(b) evidence and Vaughn received reasonable notice; admission was proper |
Key Cases Cited
- Grekis v. Commonwealth, 601 A.2d 1284 (Pa. Super. 1992) (amendment rules should be applied to achieve justice and avoid narrow proceduralism)
- Mentzer v. Commonwealth, 18 A.3d 1200 (Pa. Super. 2011) (Rule 564 aims to fully apprise defendant and avoid last‑minute additions that prejudice defense)
- Mosley v. Commonwealth, 585 A.2d 1057 (Pa. Super. 1991) (broader test for propriety of amendments than literal rule language)
- Sinclair v. Commonwealth, 897 A.2d 1218 (Pa. Super. 2006) (no prejudice where added charge arises from same basic elements and factual situation)
- Veon v. Commonwealth, 109 A.3d 754 (Pa. Super. 2015) (factors to evaluate prejudice from amendments)
- Bricker v. Commonwealth, 882 A.2d 1008 (Pa. Super. 2005) (amendment during trial that changes sentencing exposure/defense can be prejudicial)
- DeSumma v. Commonwealth, 559 A.2d 521 (Pa. 1989) (amendment adding unanticipated victims at last hour can violate rule and prejudice defendant)
