Com. v. Smith, W.
Com. v. Smith, W. No. 407 WDA 2016
Pa. Super. Ct.Mar 17, 2017Background
- On December 23, 2011, William Earl Smith ("Smith") shot Malik Muhammed once at close range; victim identified Smith (known as "Wee Wee") and sustained serious injuries.
- At trial, evidence included the victim’s in-court identification, his hospital statement identifying "Wee Wee," and forensic testing that found "indicative" (but not characteristic) gunshot residue particles on Smith’s hands; testimony explained reasons characteristic particles might be absent.
- A jury convicted Smith of attempted homicide and related assault counts; he was sentenced to 18–40 years. This Court affirmed; the Pennsylvania Supreme Court denied review.
- Smith filed a timely pro se PCRA petition raising numerous claims (judicial/prosecutorial misconduct, evidentiary/forensic issues, ineffective assistance); appointed counsel filed an amended PCRA petition asserting two ineffective-assistance claims (failure to call witness Daylan McLee; failure to file post-sentence motion challenging weight of the evidence).
- The PCRA court held an evidentiary hearing and denied relief on March 16, 2016; Smith proceeded pro se on appeal after waiving counsel following a Grazier hearing.
- On appeal Smith argued actual innocence, plain error, and ineffective assistance (including failure to challenge warrant/affidavit and failure to raise a weight-of-evidence claim); the court found many claims waived and rejected the preserved ineffective-assistance claim for lack of prejudice.
Issues
| Issue | Smith's Argument | Commonwealth's Argument | Held |
|---|---|---|---|
| Whether Smith is actually innocent | Smith argued new proof/forensic issues show innocence | Commonwealth relied on trial evidence and procedural bars | Waived on appeal and not cognizable under PCRA; would fail on record |
| Whether trial court committed plain error/denied fair trial | Smith claimed judicial/prosecutorial bias and improper questioning/evidence use | Commonwealth asserted procedural default and sufficiency of record | Waived for failure to include in Rule 1925(b); would fail on merits |
| IAC for failing to investigate/attack arrest warrant/affidavit | Smith says counsel failed to recognize illegal warrant/affidavit | Commonwealth: claim not raised below — waived | Waived for not being raised in PCRA petition or Rule 1925(b) |
| IAC for failing to file post-sentence motion challenging weight of the evidence | Smith contends counsel’s omission prejudiced him because GSR testing was negative for characteristic particles | Commonwealth: weight claim would have failed given identification and explanatory forensic testimony | Denied — counsel presumed effective; even if motion had been filed, no reasonable probability of different outcome; no prejudice shown |
Key Cases Cited
- Commonwealth v. Rivera, 10 A.3d 1276 (Pa. Super. 2010) (standard of review for PCRA dismissal)
- Commonwealth v. Rivera, 983 A.2d 1211 (Pa. 2009) (weight-of-the-evidence standard and appellate review of trial court discretion)
- Commonwealth v. Fulton, 830 A.2d 567 (Pa. 2003) (three-prong ineffective-assistance test)
- Commonwealth v. Williams, 640 A.2d 1251 (Pa. 1994) (reasonable basis inquiry for counsel strategy)
- Commonwealth v. Howard, 719 A.2d 233 (Pa. 1998) (competent counsel standard; alternatives must offer substantially greater potential)
- Commonwealth v. Travaglia, 661 A.2d 352 (Pa. 1995) (prejudice prong alone can dispose of IAC claims)
- Commonwealth v. Serrano, 61 A.3d 279 (Pa. Super. 2013) (abuse of discretion definition)
- Commonwealth v. Grazier, 713 A.2d 81 (Pa. 1998) (standards for defendant waiving right to counsel on appeal)
