Com. v. Rosado, F.
2474 EDA 2014
| Pa. Super. Ct. | Jan 19, 2017Background
- Frankie Rosado was convicted in 2012 of indecent assault, corruption of minors, and unlawful contact with a minor and sentenced to 33–69 months’ imprisonment.
- Post-sentencing appellate counsel filed a Rule 1925(b) statement preserving three issues, attached a post-sentence motion to that statement, and asked for time to file a final concise statement but never filed one.
- Counsel then filed an appellate brief that abandoned the preserved issues and raised only an unpreserved sufficiency claim; the Superior Court found that sufficiency claim waived and summarily affirmed.
- Rosado filed a PCRA petition alleging appellate counsel was ineffective for abandoning preserved issues; the PCRA court denied relief after an evidentiary hearing.
- The Superior Court initially reviewed under Strickland prejudice standards and affirmed; the Pennsylvania Supreme Court reversed, holding that abandoning all preserved issues in favor of unpreserved ones is per se ineffective assistance.
- On remand the Superior Court ordered reinstatement of Rosado’s direct-appeal rights: counsel to file post-sentence motions nunc pro tunc, preserve issues clearly (no incorporation by reference), and the trial court to issue a new Rule 1925 opinion.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether abandoning all preserved issues on appeal in favor of unpreserved issues constitutes per se ineffective assistance of counsel | Rosado: counsel’s abandonment of preserved issues is complete default that denies the functional equivalent of an appeal and is per se ineffective | Commonwealth: counsel’s conduct should be evaluated under Strickland — require showing of prejudice (not per se) | Court: Such abandonment is per se ineffective assistance of counsel; prejudice is presumed |
| Whether Strickland or Cronic governs appellate counsel’s abandonment of preserved issues | Rosado: the conduct falls within Cronic’s category where prejudice may be presumed | Commonwealth: Strickland applies; defendant must prove prejudice | Court: Cronic-style per se rule applies to complete abandonment of preserved issues; Strickland did not apply here |
| Appropriate remedy for per se ineffective appellate assistance | Rosado: reinstate appellate rights and allow filing of post-sentence motions nunc pro tunc and a fresh appeal | Commonwealth: (implicit) denial of relief previously affirmed under Strickland | Court: Vacate prior denial, direct reinstatement steps — file nunc pro tunc post-sentence motions, preserve issues, new Rule 1925 opinion, and allow timely appeal |
Key Cases Cited
- Strickland v. Washington, 466 U.S. 668 (U.S. 1984) (standard for ineffective assistance requiring deficient performance and prejudice)
- United States v. Cronic, 466 U.S. 648 (U.S. 1984) (circumstances where counsel’s failure is so severe that prejudice may be presumed)
- Commonwealth v. Pierce, 515 Pa. 153, 527 A.2d 973 (Pa. 1987) (Pa. adoption of Strickland two-prong ineffective assistance test)
