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248 A.3d 589
Pa. Super. Ct.
2021
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Background

  • Lopez pled guilty to possession with intent to deliver, was sentenced to 11½–23 months plus 3 years’ probation, and was paroled in 2015.
  • He repeatedly violated parole; at a 2018 revocation/resentencing he was found in technical violation and resentenced on April 27, 2018.
  • Before resentencing Lopez filed a motion requesting an ability-to-pay hearing under Pa.R.Crim.P. 706(C) to avoid mandatory court costs.
  • The trial court denied the motion (stating no court-wide practice to waive costs absent controlling law), refused to waive supervision fees based on a local policy, and imposed mandatory costs of $1,695.94.
  • Lopez appealed, arguing Rule 706(C) and Sentencing Code provisions required a presentence ability-to-pay hearing before imposing costs; the trial court relied principally on Commonwealth v. Childs in denying relief.
  • The Superior Court affirmed, holding Rule 706 does not mandate a presentence ability-to-pay hearing unless the defendant faces incarceration for nonpayment; the supervision-fee claim was waived for failure to preserve.

Issues

Issue Lopez's Argument Commonwealth/Trial Court's Argument Held
Does Pa.R.Crim.P. 706(C) require an ability-to-pay hearing before imposing court costs at sentencing? 706(C) and related Sentencing Code §§ 9721(c.1), 9728(b.2) unambiguously require the court to consider ability to pay when imposing mandatory costs at sentencing. Rule 706 must be read as a whole: its hearing requirement applies when a defendant risks incarceration for nonpayment; court may but is not required to hold a presentence hearing. Court held Rule 706 does not require a presentence ability-to-pay hearing; hearing required only before incarcerating for nonpayment. Affirmed.
Did the trial court err by refusing to waive probation supervision fees based on local policy? Trial court’s policy barring waivers unless requested by Probation Dept. improperly prevented waiver. The court applied a local practice for supervision fees; issue was not preserved in the Pa.R.A.P. 1925(b) statement. Claim waived for failure to raise in Rule 1925(b); court did not rule on merits.

Key Cases Cited

  • Commonwealth v. Childs, 63 A.3d 323 (Pa. Super. 2013) (Rule 706 requires a hearing only before any order directing incarceration for failure to pay costs)
  • Commonwealth v. Ciptak, 657 A.2d 1296 (Pa. Super. 1995) (Rule 1407/706 construed to address default proceedings; ability-to-pay hearing tied to default/incarceration)
  • Commonwealth v. Ford, 217 A.3d 824 (Pa. 2019) (observing presentence ability-to-pay hearing is not required when costs alone are imposed)
  • Commonwealth ex rel. Benedict v. Cliff, 304 A.2d 158 (Pa. 1973) (constitutional right to opportunity to show inability to pay before imprisonment for nonpayment)
  • Commonwealth v. Martin, 335 A.2d 424 (Pa. Super. 1975) (addressed imposition of fines without consideration of ability to pay)
  • Commonwealth v. Dowling, 959 A.2d 910 (Pa. 2008) (de novo review applies to questions of law interpreting procedural rules)
Read the full case

Case Details

Case Name: Com. v. Lopez, A.
Court Name: Superior Court of Pennsylvania
Date Published: Mar 23, 2021
Citations: 248 A.3d 589; 2021 Pa. Super. 51; 1313 EDA 2018
Docket Number: 1313 EDA 2018
Court Abbreviation: Pa. Super. Ct.
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